Selfhood and Consciousness: A Non-Philosopher's Guide
to Epistemology, Noemics, and Semiotics (and Other Important Things Besides)
[Entries Beginning with "A/B"]
Copyright Notice: This material was written and published in Wales by Derek
J. Smith (Chartered Engineer). It forms part of a multifile e-learning
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they were free of offensive and litigious content when selected, and will be
periodically checked to have remained so. Copyright © 2006-2007, Derek J. Smith
(Chartered Engineer).
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First instalment [v1.0] published 13:00
GMT 28th February 2006; this version [v3.26 - general tidy up / new material]
published 09:00 BST 14th August 2007
BUT UNDER CONSTANT EXTENSION AND
CORRECTION, SO CHECK AGAIN SOON
G.3 - The Glossary Proper (Entries A to B)
A-BNRB: See
Ackerman-Banks Neuropsychological Rehabilitation Battery.
Abreaction: This is the
psychoanalytic term for the "emotional release or discharge" which
follows revisiting and thereby successfully resolving a powerful traumatic
memory, due either to the "partial discharge" or
"desensitisation" of the source material, or to the "increased
insight" (American Psychiatric Association, 1980) which may result from
the experience. We continue with this topic in the entry for catharsis
and abreaction.
Abstract-Concrete Dimension,
the:
[See firstly concept and image.] To describe something as
"abstract" or "concrete" is to invoke a rough-and-ready
nominal scale for the classification of grammatical substantives, predicated
upon the fact that some substantives are more literally "substantive"
(i.e. more directly tangible or more readily imageable) than others. Thus an
everyday object such as <a pen> can be seen in the mind's eye or felt
between the mind's fingers as relatively "concrete" images, whilst
the notion of <honour>, being neither directly tangible nor imageable,
requires a more "abstract" mental representation. [See now symbol
and symbol
versus image, carefully noting the problems of basic definition raised by
C.W. Morris.]
Abstract Idea: [See firstly perception, abstraction, idea, and Locke, John.] An abstract idea is
"something in the mind between the thing that exists and the name that is
given to it" (Locke, 1690, p308). Used in this way, Locke's abstract idea
makes much the same theoretical assertion as do the modern notions of concept(ion) or sememe,
that is to say, it is presented as the nodal unit of meaning in a semantic
network. Not everyone was impressed with Locke's analysis, however. Berkeley, for example, was every bit as
interested in the role played by the imagination
in "representing" to his consciousness the ideas of things previously
perceived, yet whenever he studied imagination as it went on in his own mind he
found specific images, but never
abstract ideals thereof (Berkeley, 1710). He concluded that Locke's
"doctrine of abstraction" was rather "remote from common
sense" (p98). Later Associationist philosophers continued the debate,
seeking (but never quite finding) the decisive argument and the most elegant
definitions and explanatory schemes. Hume,
for example, sided with Berkeley but wisely pointed out the different role of
the image and the use to which that image might be put. "The image in the
mind," he argued, "is only that of a particular object, tho' the
application of it in our reasoning be the same, as if it were universal"
(Hume, 1739a, p20). Hume called this the "application of ideas beyond
their nature" (ibid.). Galton
(1883) [as part of his study into imagery,
individual differences in] argued that the "character" of our
abstract ideas would depend on each person's individual history - which he
called their "nurture" (p132). However, Galton found the term
"abstract idea" unhelpful and misleading, and suggested "cumulative
idea" or "generic image" (p132) would be more appropriate.
William James also revisited the topic in his Principles, generally defending Locke against Berkeley. The topic
was then largely forgotten about during the Behaviorist era, being rediscovered
by the philosopher Gilbert Ryle, who applied it to referentially abstract terms
like "the Equator" or "the average taxpayer" (Ryle, 1949,
p289), and by the University of Oregon's Michael Posner.
Posner discussed the abstract idea concept in his early papers on the differing
depths of analysis in perceptual processing (see, for example, Posner, Boyes,
Eichelman, and Taylor, 1967, and Posner and Keele, 1967, 1968). Given the lack
of consensus as to the value of the term, we recommend avoiding it altogether
in favour of (a) percept
(if concerned with the unit of perceptual activation), (b) sememe
or object concept (if concerned
with the unit of meaning as something nodally stored), or (c) thought, idea, or proposition (if
concerned with the unit of thought as something transmitted or processed). We
also find value in Baars' (1997) observation that images earn much of their
utility from their ability to act as "handles for abstractions"
(p81). Interestingly enough, by his insistence that understanding be separated
from naming, Locke was anticipating by nigh on 300 years the separation of
semantic and lexical resources which has now become standard practice in modern
psycholinguistic processing models such as those by Morton (1981), Ellis (1982),
Ellis and Young (1988), and Kay, Lesser, and Coltheart (1992).
Abstraction: Abstraction is one
of the two fundamental abilities at the heart of cognition (the other being association).
Specifically, it is the ability to draw the common essentials out of a series
of at least two in-some-way-related neural activations, iteratively if and when
possible, thus creating a higher-order activation or activations. We should not
automatically regard this process as requiring conscious awareness, thus
leaving open the possibility that our neurons are involved in a lot more
abstracting than becoming aware. Alternatively, abstraction is "an ability
to generalize from previous experience" (Posner and Keele, 1968, p353). [Example:
When being taught how to read, one will hear the sound /a/ associated with the
printed characters "A", "a", "A", and "a".
Learning to recognize the individual allographs is the primary perceptual task,
whilst coming to categorize them all as instances of the abstract "letter
A" is the secondary, but ultimately more useful, task.] Abstraction is
important because it helps us make sense of a very confusing world, enabling us
to spot possibly life-saving higher-order truths in amongst a confusion of
lower-order instances [this is nicely illustrated by the quotation from Locke in the entry for conceptual hierarchy]. As to what
allows the necessary judgment of commonality to take place, we like Horace Barlow's
observation that "[neurons] give prominence to what is informationally
important" (Barlow, 1972, p380). This one basic neural property then makes
its effects felt in a number of different ways according to whereabouts in the
overall cognitive system the neurons in question happen to be situated. We may
see abstraction at work when our sensory systems detect common factors such as
pitch and volume (sound) or colour and shape (vision), and use these
commonalities to set up "prototypes"
(Rosch, 1973). It is also the process responsible for the detection of the
common attributes which identify members of a category (e.g., "predator" or "triangularity"),
making it the core process in the formation of concepts, and it is abstraction again which is responsible for the
organization of individual concepts into conceptual
hierarchies. [See now abstract idea, abstraction, phylogenetic limits of,
and consciousness, "higher-order"
theories of.]
Abstraction,
Empirical: This is one of the two fundamental types of abstraction identified by Piaget (e.g., Piaget, 1977) (the other
being abstraction, reflective). It
is abstraction simpliciter, that is to say, of the sort that extracts
specific attributes from perceived objects (Mays, 1998).
Abstraction, Phylogenetic
Limits of: [See firstly abstraction and consciousness, O'Keefe's theory.]
Philosophers have long speculated as to the higher cognitive functions (if any) possessed by nonhuman species. Plato, for example, regarded aquatic
animals as "the most entirely senseless and ignorant of all" (Timaeus, ¶49), while Descartes concluded
that "brutes" had "no reason at all" (Descartes, Discourse, p108), merely a repertoire of
"natural movements" which acted in them "just like a clock"
(ibid.). Locke (1690) then flatly asserted that one of the principal
differences between humans and the more intelligent nonhuman species was that
"brutes abstract not" (p105). For his part, Hume saw no fundamental difference between the reasoning powers of
a dog, say, and those of humans, but pointed to major weaknesses in their
ability to "perceive any real connection" between objects (Hume,
1739a, p178); as a result, "they can never by any arguments form a general
conclusion" (ibid.). The subject
exploded in popularity in the second half of the 19th century, following the
publication of Charles Darwin's "Origin of Species" (Darwin, 1859),
and sparked a confrontational debate between the naturalists George Romanes and
Conwy Lloyd Morgan. Romanes published Animal
Intelligence (some 500 pages of anecdote, correspondence, and quotation) in
1886. This reviewed the intelligence of a wide variety of species from protozoa
to apes; but was often blissfully anthropomorphic [at one point he included an
(admittedly second-hand) account of a pet boa-constrictor which moped when separated from its owners but
which "sprang upon them with delight"
on their return (Romanes, 1886, p261; emphasis added)]. Lloyd Morgan (1894)
countered with a strong attack on this sort of anthropomorphism, giving us Lloyd Morgan's canon as a handy
rule-of-thumb on how to avoid it, and Henri Bergson produced an excellent
first-cut analysis of the cognitive
series (Bergson, 1907/1911). More recently, comparative psychologists have
applied both Piagetian theory (e.g., Antinucci, 1989) and ethological theory
(e.g., Crook, 1987) to the classification of animal intelligence levels, and
evolutionary psychologists are trying to piece together from what is left of
their artefacts the cognitive abilities of our extinct hominid ancestors (e.g.,
Mithen, 1996; Deacon, 1997; Smith and Stringer, 1997; Mithen, 2005).
Abstraction, Reflective: This is one of the
two fundamental types of abstraction
identified by Piaget (e.g., Piaget,
1977) (the other being abstraction,
empirical). It is an Anglicisation of the French abstraction réfléchissante,
and may be profiled as follows .....
"Logico-mathematical
concepts are [.....] derived through reflective abstraction from the actions
one performs upon objects, specifically from such general coordinations as
combining, ordering, and putting into one-one correspondence [(Piaget, 1977)].
Piaget goes on to point out that these coordinations are then reflected on to a
higher intellectual level, where they are constructed into new, more
comprehensive systems. As he puts it 'reflective abstraction consists in
translating a succession of material actions into a system of interiorised
operations'. He claims that since, for example, the higher level propositional
operations are derivative from our more concrete classificatory ones, they are
in effect 'operations upon operations'. An essential element in the notion of
'reflective abstraction' is that of reflection. Reflection literally means 'to
bend back'. It can be used in the physical sense as when an image is reflected
(or projected) on to a surface, for example, the retina, or in the
psychological sense of introspecting or thinking about our activities. In
Piaget's notion of 'reflective abstraction', both senses of the word are
involved." (Mays, 1998, p43).
Abuse-Related Brain Damage: This is Teicher
et al's (2000, 2002, 2003, etc.) notion that permanent damage can be done to a
number of abuse survivors' cortical and diencephalic structures consequent upon
the abuse they were subjected to (although the precise causal line remains, as
yet, far from clear). The fundamental theoretical assertions are (a) that the
brain "is designed to be sculpted into its final configuration by the
effects of early experience" (Teicher et al, 2002, p397), (b) that early
stress and maltreatment "produces a cascade of neurobiological events that
have the potential to cause enduring changes in brain development"
(Teicher et al, 2003, p33), and (c) that these changes are then capable of
impacting upon the victim's mental health in a wide variety of ways, both
direct and indirect. Four discrete focuses of change have been identified, as
follows .....
(1) Neocortical Changes: Teicher et al (2002) noted
"attenuated development" of the left cerebral hemisphere in subjects
with a history of "severe early stress and maltreatment".
(2) Callosal Changes: Schiffer, Teicher, and
Papanicolau (1995) found "prominent group differences" in cerebral
laterality between subjects with a history of childhood trauma and matched
controls. Specifically, the trauma group showed a marked shift in cerebral
dominance from the left hemisphere to the right whenever a memory recall task
called for unpleasant rather than neutral material. The control subjects showed
neither asymmetry nor shift.
(3) Temporal Lobe Changes: Teicher et al (2003) report
"attenuated development" of the hippocampus
and amygdala of abuse survivors.
Teicher et al (2002, 2003) point to the tendency of early stressors to produce abnormal
amygdala or hippocampal development. They describe a process they call
"kindling", in which repeated intermittent stimulation of neurons in
the amygdala "produces greater and greater alteration in the excitability
of those neurons" (2003, p34). These long-term alterations can result in
spontaneous discharge and are likely to have "a major impact on
behavioural control" (ibid.). They describe this outcome as
"limbic irritability", and have devised the Limbic System Checklist as a means of standardising its assessment
for both research and clinical screening purposes. It is thought-provoking to
note that hippocampal structures have long been regarded as having a role in
memory processing, whilst the amygdala seems to be involved specifically in the
processing of emotionally charged memories.
(4) Cerebellar Changes: Teicher et al (2002) report
"reduced functional activity" of the cerebellar vermis.
Teicher et al
(2006) also emphasise that the trauma can be entirely verbal, and still wreak
its havoc, thus .....
"Maternal verbal abuse
during childhood has been associated with a markedly higher risk for
development of borderline, narcissistic, obsessive-compulsive, and paranoid
personality disorders [even] after control for temperament, physical abuse,
sexual abuse, neglect, parental psychopathology, and co-occurring psychiatric
disorders. Verbal abuse may also have more lasting consequences than other
forms of abuse and, in combination with physical abuse and neglect, produce the
most dire outcome" (Teicher et al, 2006, p993).
In fact, Teicher et al (2002)
have elevated the "cascade" metaphor (above) to the status of a
formal explanatory model - the "cascade model". The stress simply
pours in at the top of the causal chain, and then topples, event by event, all
the way down to permanent structural deformity and/or dysfunction at the
bottom. Thus .....
"The first step in the
cascade is the enduring effects of stress on the molecular components of the
stress-response system. There are three major pillars to this system. One
pillar involves the hippocampus and the hypothalamic-pituitary-adrenal (HPA)
axis, and is intimately involved in the feedback regulation of cortisol.
[.....] The second pillar involves the amygdala, locus coeruleus, adrenal gland,
and sympathetic nervous system. This is the noradrenergic and adrenaline
response to stress, which is crucial for enhancing and directing blood flow,
increasing awareness, and mobilising a fight-or-flight response. A third and
less explored stress response system involves the vasopressin-oxytocin peptide
prohormone family. [.....] In short, early stress programs and primes the
mammalian brain to be more fearful and to have an enhanced noradrenergic,
corticosteroid, and vasopressin response to stress. The second stage of the
cascade model centres of the effects of increased activation of the stress
hormone systems on the developing brain. In particular, corticosteroids have
dramatic and profound effects on the developmental process" (Teicher et
al, 2002, pp400-401).
And as if the foregoing
pathologies were not enough, the suspicion has recently been raised that the
effects of different types of abuse are more than simply summative (Teicher et
al, 2006). In other words, if one type of abuse (physical, say) produces
"x amount" of abuse-related brain damage, then two types of abuse
(physical and neglectful, say) will produce more than twice as much. WAS THIS A SENSITIVE TOPIC FOR YOU?: If for any reason you have been
emotionally affected by any of the issues dealt with in this entry, you will
find suitable helpline details in the entry for child
abuse and infanticide.
Academic Locus of Control
Scale (ALC): [See firstly locus of control.] This is Trice's (1985) 28-item
true-false instrument for measuring levels of belief "in personal control
over academic outcomes" (p1043). Here are some typical questions .....
Q1. Course grades reflect the
amount of effort put in [agree = internal].
Q4. Some people will never
write well no matter how hard they try [agree = external].
Q7. There are some subjects I
could never do well in [agree = external].
Q24. I keep changing my mind
about my career goals [agree = internal].
The ALC has been widely used
in research into academic performance (e.g., predicting and avoiding
"drop-out").
Access Consciousness: This is one of two
types of consciousness identified by Block (1995, 1997) (the other being phenomenal
consciousness). For examples and discussion, see consciousness,
Block's theory of.
Accommodation: This everyday term comes from accommodate, "to fit one thing or person to
another" (O.E.D.). It does not appear to have been widely used within
mental philosophy prior to being given its modern technical meaning by Piaget (e.g.,
1926/1973), who used the term in the context of childhood intellectual
development [for more on which, see the entry for adaptation, assimilation, and accommodation].
Ach, Narziss Kaspar: [German Wurzburg School
cognitive theorist (1871-1946).] [Click for
external biography] Ach is noteworthy in the context of the present
glossary for his contribution to the understanding of volition.
Achten: [German = "consider, regard, [etc.]"
(C.G.D.); "heed" (Husserl, Ideas,
p110).] This everyday German term for the act of paying attention to
something was specifically applied to the philosophical problem of apprehension by Husserl, who used it (along with its near-synonym bemerken)
to describe the way in which "apprehending an object coincides with
mindfully heeding it (achten), and noting its nature (bemerken)" (Ideas, p110). [See also achtsamkeit.]
Achievement Motive
(n-Ach/nAch): [See firstly personality,
motivation and.] This story begins in the late 1940s when a team of
researchers led by David C. McClelland
became impressed by how well Murray's
Thematic
Apperception Test could uncover major but unconsciously mediated personality
variables, and decided to apply that technique specifically to the topic of
motivation to succeed. They therefore devised a set of procedures for scoring
"thematic stories" of their own, and used it to monitor
between-groups differences in a four-condition test of
"ego-involvement" (McClelland, Clark, Roby, and Atkinson, 1949). In a
"relaxed" condition subjects were led to believe that there was no
great pressure on them to perform at peak on an experimental task (solving anagrams,
and the like), in a "failure" condition they were led instead to
believe that the tests were measuring their intelligence and would be going on
record under their name, in a "neutral condition" they were led to be
"task-oriented rather than ego-oriented" (p251), and in a
"success-failure" condition their perception was toggled from
succeeding easily to struggling by being told false performance norms. Results
were summarised as follows .....
"On the assumption that
the relaxed and failure conditions represented a low and high degree of induced
need for achievement [..... t]he following changes occurred at least at the .05
level of significance: a decrease in unrelated and task achievement
imagery, an increase in general achievement imagery, achievement-related
deprivation themas, stated needs, successful instrumental acts, anticipatory
goal responses, nurturant or hostile press, and positive affective states. In
nearly every case the success-failure condition showed the same percentages as
the failure condition [.....]. A single n Achievement score was computed for
each individual [and this] increased significantly in accordance with the
presumed increase in induced need from relaxed, to neutral, to the failure
conditions. [.....] The data are further interpreted as pointing to the
dynamics of the test situation as an important determiner of TAT content, as
supporting a theory of motivation based on anticipatory goal responses, and as
providing a method for investigating such important theoretical concepts as
'cognitive maps' and 'anticipatory goal responses' which is more sensitive than
that based on the usual inferences from performance responses" (McClelland
et al, 1949, pp262-263).
McClelland and Friedman (1952)
explored the cultural derivation of this form of individual difference. They
analysed a sample of American Indian folk tales, carefully balanced for length
and unity of plot, and noted an "infrequency of evidence of 'general
long-term achievement involvement'" (p364). What they termed "achievement
imagery" occurred frequently enough in these narratives, but "career
or occupational concern" did not. Typical achievement imagery included the
overcoming of obstacles, the mastering of negative emotions, and the bettering
of rivals and enemies. McClelland and Friedman then predicted that the level of
emphasis on independence during a culture's particular child-rearing practices
would be correlated to measures of n-Ach derived from that culture's folk
tales. They collected these data from eight American Indian cultures, and
reported a .91 correlation between n-Ach and "age and severity" of
independence training.
TEST YOURSELF NOW: Write down the
names of your all-time favourite movies and novels. Then write down your
favourite achievement images - perhaps the things you might first spend your
money on if you ever won a lottery, and would feel most satisfied at finally
having done. Do you like the fastest cars, for example, or the
prettiest/handsomest partners? Or do you, too, like getting the better of
rivals? Now see whether your most prized achievements are present - albeit even
in symbolic form - in your favourite fiction, because if McClelland and
Friedman are correct they should be. Now look deep within yourself and try
to work out what has made you like this.
McClelland's team's work
inspired much follow-up research. For example, Rosen and D'Andrade (1959)
focused on the notion implicit in McClelland's theory that "training in
independent mastery" is a prerequisite of a high n-Ach score. They therefore
tested the possibility that cultures in which competition and standards of
excellence were stressed would demonstrate higher cultural levels of n-Ach.
They recruited 40 families containing a father, a mother, and a son aged
between nine and eleven years, such that they had ten families in each of four
groups of a two-by-two design. The grouping dimensions were social class
(II/III versus IV/V) and a prior high-low measure of the son's achievement
motivation taken using a Thematic
Apperception Test. They found as follows .....
"To begin with, the
observers' subjective impressions are that the parents of high n Achievement boys tend to be more
competitive, show more involvement, and seem to take more pleasure in the
problem-solving experiments. They appear to be more interested in and concerned
with their son's performance; they tend to give him more things to manipulate
rather than fewer; on the average they put out more affective acts. [.....]
They set up standards of excellence for the boy even when none is given, or if
a standard is given will expect him to do 'better than average'. [.....] It
seems clear that achievement training contributes more to the development of n Achievement than does independence
training" (Rosen and D'Andrade, 1959, p413).
Similarly, Swift (1966)
provided an early review of the relationship between social class and
achievement motivation. He explains how one's social class can profitably be
regarded as part of one's learning environment, in that it defines a student's
"culturally learned conceptions of the teacher, himself, and school"
(p146), but confesses that the precise causal line remains "subtle".
Here are some of the factors he identified .....
"Many studies have shown
a positive association between the level of educational and occupational
aspirations on the one hand and various measures of social status on the other.
Usually it is assumed that this association is a 'real' one which results from
the influence of the particular constellations of occupational, educational,
and action values which are implicit in the culture of the middle class.
However, the equally clear relationship between school ability and middle-class
status is not usually accepted at face value. At least part of this association
is thought to be due to an intervening variable called 'intelligence'"
(Swift, 1966, p146).
By the mid-1970s Fineman was
able to identify 22 separate measures of n-Ach, namely six alternative
projective tests, five subscales of larger personality inventories, and 11
dedicated questionnaires (Fineman, 1977). Unfortunately, the projective tests
and the questionnaire techniques tended NOT to correlate all that well, raising
the spectre that different underlying constructs were being tapped into. He
warns .....
"In the realm of questionnaire
measures of nAch there appears to have been an all-too-ready eagerness to
develop new devices without sufficient thought about (a) the richness of the
nAch construct, (b) other measures in the field, (c) response biases, and (d)
face validity. A simplistic 'tidy' measure may initially satisfy the
psychometrician but it can often strike the respondent as naive, inappropriate,
and alienating. The problem for the test constructor is to balance the
structured nature of the questionnaire with the more ambiguous 'real' world of
the respondent. [.....] A measure for managers may have differently phrased
items than one for students ....." (Fineman, 1977, pp18-19).
Here are some slightly
simplified questions from the "Quick Measure" n-Ach scale, as devised
by Smith (1973) .....
Q7. Failure is no sin [agree =
high n-Ach]
Q8. Incentives do more harm
than good [agree = high n-Ach]
Q12. It's never best to set
one's own challenges [agree = low n-Ach]
Q16. You can try too hard
sometimes [agree = low n-Ach]
TEST YOURSELF NOW: Students wishing
to specialise in this area should try generating half a dozen additional test
items of their own, and then checking against the full original to see how
close they were.
Achtsamkeit: [German (abstract noun
derivative of achten) = "attention, care, carefulness, mindfulness,
heedfulness (of)" (C.G.D.).] This everyday German term for the state or
attribute of effectively paying attention to something was specifically
applied to mental philosophy by Husserl,
who used it to indicate a "mode of heeding" on the part of the
perceptual system (Ideas, p111).
Ackerman-Banks Neuropsychological
Rehabilitation Battery (A-BNRB): [See
firstly executive function and dysexecutive syndrome.]
Multi-scale neuropsychological battery devised by Ackerman and Banks (1992) [see website].
Act-Content Debate: [See firstly form, object, perception, reality, and thing.] The distinction between what the mind does, and what it does it with
or on or to, goes back all the way to Alcmaeon's
conception of aesthesis as a mental
act carried out on sensory activation of an aestheterion. Nevertheless, the issue was not raised as a
pivotal academic debate until championed by Franz Brentano, and that only as recently as the 1870s. Brentano's
analysis of perception deliberately separated den Akt des Vorstellens [= "the act of presentation"]
from its Inhalt [=
"contents"]. Brentano's ideas were then adopted by his student
Alexius Meinong, who added a third
element to the equation, namely the Gegenstand
[= "object"]. The Brentano-Meinong position was then further modified
by Edmund Husserl, to the effect
that the objects presented for perception often exceeded the capacity of the
system to cope, and needed to be built up from a number of overlapping
perspectives. For the fuller individual interpretations, see consciousness, Brentano's theory of, consciousness, Meinong's theory of, and
consciousness, Husserl's theory of.
Acting Out: This is one of the defense
mechanisms postulated by psychoanalytic
theory, and recognised by the DSM-IV
as belonging to the "immature" defense
level. It presents as an overt behavioural response to a stressor, rather
than a cognitive, emotional, or affective one. Such behaviours might include
impulsive or openly aggressive behaviours (although conduct disorders are not regarded as acting out in precisely this
sense), and the relief they bring about seems to come from getting situational
tensions over and done with. The mechanism is assessed as "immature"
because it lacks the element of considered control which derives from actually
getting our cognitive and emotional selves to recognise each other's existence
[on which point, compare defenses,
mature]. [See also alexithymia,
which appears to be correlated.]
Action Potential: [See firstly resting
potential.] Having grasped the principles of the neural resting potential,
the next question is what would happen should the metabolic
pumps in the neural cell membrane stop working momentarily? The
answer is that it would drastically disturb the equilibrium which
produced that resting potential in the first place. Indeed, it would create a
completely different equilibrium state, and particles would move across the
membrane until that new equilibrium was reached; and, because those
particles are charged, this
would constitute a flow of current across the membrane. This is precisely what happens in the phenomenon
known as the action potential or neural "spike discharge". When
the sodium
pumps in the neural cell membrane get switched off by some influence, and
for approximately 1 msec. thereafter, sodium ions rush into the cell
down their concentration gradient, reversing the internal polarisation
of the cell from -70mV to +40mV. This in turn interferes with the resting
potential of adjacent areas of membrane and may thus cause propagation
of the action potential. Such non-decremental propagation is generally
regarded as underlying all long-distance neural conduction. In fact, there are
two distinct stages to an action potential, namely depolarisation and repolarisation.
Depolarisation refers to the period of sodium ion inrush, and repolarisation to
the re-establishment of the resting potential once voltage-dependent
gating restarts the sodium pumps. Repolarisation takes a further 1 msec.,
and momentarily gives an internal cell charge of -75mV, marginally below
the normal resting potential (-70mV). This momentary overcompensation is termed
hyperpolarisation, and given another few msec. the membrane
"settles down" and the cell returns to its resting state.
Action Potential Threshold: [See firstly action
potential.] The minimum
stimulus needed to produce an action
potential is known as the "threshold" stimulus (or
simply the "threshold"). It is the potential at which voltage-dependant
gating turns off the sodium pumps in the neural cell membrane.
Action Schema:
The Norman-Shallice
Model of Supervisory Attentional Function regards the basic unit of action
as the action schema, a "sensori-motor knowledge structure"
(Norman, 1981, p3) "that can control a specific overlearned action or
skill such as [.....] doing long division, making breakfast, or finding one's
way home from work" (Shallice, 1982, p199). Shallice sees such schemas as
being activated in various ways by different aspects of cognition, but
especially by other schemas already in progress, and by new perceptual events.
Activities of Daily Living Test (ADL): [See firstly executive function and dysexecutive
syndrome.] ADL is a relatively unstructured screening test for possible
problems with the forward planning component of human executive function, and,
as such, is commonly included as a frontal battery test. ADL testing was
developed as an adjunct to the Norman-Shallice Model of Supervisory
Attentional Function, and requires the subject to identify and sequence the
individual steps in carrying out a typical everyday behaviour such as making a
cup of tea or buying a newspaper. Chevignard et al (2000/2003 online)
analyse ADL behaviour in terms of Script Theory, and argue that
it is insufficient to assess the planning component in isolation. Instead,
another basic frontal skill needs to be assessed at the same time, namely the
subsequent "monitoring and guiding the execution of the plan".
Fortin, Godbout, and Braun (2003/2004
online) give details of menu preparation, grocery shopping, and meal
preparation applications of ADL tests, if interested.
AD: See atypical depression.
Adaptation: This everyday term comes from adapt, "to fit (a person or thing to another
to or for a purpose)" (O.E.D.). It does not appear to have been widely
used within mental philosophy prior to being given its modern technical meaning
by Piaget (e.g., 1926/1973), who used the term in the context of childhood
intellectual development [for more on which, see the entry for adaptation, assimilation,
and accommodation].
The term may also be seen in the broadly Darwinian sense of "adapt or
die" in discussions of the survival value of animal behaviour [for more on
which, see the entry for cognitive series].
Adaptation,
Assimilation, and Accommodation: [See firstly these three entries separately.] In Piaget's theory of
cognitive development,
it is inevitable that every time the developing child's reasoning processes
take a step upwards towards full adult sophistication they start to generate
knowledge of a qualitatively different sort. New types/levels of understanding
emerge, which are fundamentally incompatible with the old types of knowledge
stored away. This creates a state of disequilibrium and confusion which prompts
those reasoning processes to re-adapt. This, in turn, involves two component
processes, namely "assimilation" and "accommodation".
Assimilation in general is the process of reconciling the old understandings
with the new (and often still hesitant and imperfect) ways of presenting them,
and can, in fact, be seen as having four sub-types [see the separate entries
for generalising
assimilation, mutual assimilation, recognitory assimilation, and reproductive
assimilation]. Assimilation
thus helps to avoid knowledge and cognition getting out of step; it helps with
"the elimination of contradictions"(Inhelder and Piaget, 1955/1958,
p20). Accommodation, on the other hand, is what needs then to be done should
assimilation not be able to cope with the extent of the particular contradiction.
In this case, new schemas need to be set up to account for the discrepancy and
restore the sought-after equilibrium. Miller (1983) summarises this
relationship this way .....
"Assimilation and accommodation are closely
intertwined in every cognitive activity from birth to death. Attempts to
assimilate reality necessarily involve slight changes in the cognitive
structures as they adjust to the new elements. Assimilation and accommodation
are so related, in fact, that Piaget sometimes defines adaptation as an
equilibrium between [them, in which] neither assimilation nor accommodation
dominates" (p72).
Addictive Behaviour: Addictions in the
everyday sense of the word are valid clinical signs, but the underlying
disorders are not dealt with as such under DSM-IV
- see instead pathological
gambling, hypersexuality,
and substance-related
disorders. Garrett (2006 online)
suggests that addictive disorders may be associated with a particular
psychodynamic defense style, specifically, reliance on denial, paranoid
projection, avoidance, isolation of affect, rationalisation, and
intellectualisation. Two of these (denial and paranoid projection) are
so-called "psychotic defenses", that is to say, they challenge the
normal processes of reality testing. As a result, such individuals "dwell
increasingly in a world and reality of their own".
Adjustment: This is the state
of psychological competence and well-orderedness which is established and
maintained in the mentally healthy by a delicate balance of ego
defenses and coping
skills, but which is so notably absent in the adjustment disorders. It is characterised by a spontaneous and
unforced ability to interact effectively with other people and deal with the
natural hazards of life, from the biggest (e.g., redundancy, injury,
bereavement, etc.) to the smallest. [For more on the differences between adjustment and coping, see under defense
style.]
Adjustment Disorders: This is the DSM-IV
header category for six specific disorder groups, including adjustment disorder with depressed mood,
adjustment disorder with anxiety,
and adjustment disorder with disturbance
of conduct. The DSM-IV reports adjustment disorders to be "apparently
common" (p681), with prevalences of between 2% and 8% in community
samples, up to 30% in mental health outpatients, and up to 50% in groups
exposed to specific stressors (e.g., cardiac disease patients).
Adjustment Disorder with
Anxiety: This is one of the six DSM-IV
disorder groups under the category header of adjustment disorders. It is characterised by "symptoms such
as nervousness, worry, or jitteriness, or, in children, fears of separation
from major attachment figures" (DSM-IV-TR, 2000, p680).
Adjustment Disorder with
Depressed Mood: This is one of the six DSM-IV
disorder groups under the category header of adjustment disorders. It is characterised by "depressed mood,
tearfulness, or feelings of hopelessness" (DSM-IV-TR, 2000, p679).
Adjustment Disorder with
Disturbance of Conduct: This is one of the six DSM-IV
disorder groups under the category header of adjustment disorders. It is characterised by "violation of
the rights of others or of major age-appropriate societal norms and rules"
(DSM-IV-TR, 2000, p680).
ADL: See
Activities of Daily Living Test.
Adler,
Alfred: [Austrian Post-Freudian psychoanalytic
theorist (1870-1937).] [Click for
external biography] Adler is noteworthy in the context of the present
glossary for his "individual
psychology", and for the linked notions of inferiority complex
and superiority complex.
Adolescence: Adolescence is "the period of physical and psychological
development from the onset of puberty to maturity" (The Free Dictionary). It is thus a major stage within, and a major
explanatory problem for, all theories of human development [see, for example, Freudian
theory and object relations theory]. By the same token, it is also
one of the stages into which clinicians need to delve when seeking the causal
antecedents of adult mental health problems [see, for example, anxiety
disorders, bipolar disorders, eating disorders, personality
disorders, etc.]. Not that this is always going to be easy, as Jacobson
(1964) notes .....
"Patients who suffer from protracted adolescent problems may still,
at the age of thirty or so, show the adolescent fluidity in their moods and in
the current symptom formation, with clinical manifestations changing from
neurotic to delinquent, perverse, or borderline psychotic" (Jacobson, op. cit., p159).
Adolescent
Dual Unity: Same thing as dual
unity, q.v. (see, for example, Lucente, 1988).
Adolescent
Identity: See ego identity.
Adrenal Cortex: See Wikipedia on this.
Adrenergic Transmitter: The adrenergic transmitters are a class of neurotransmitters,
including adrenaline, noradrenaline, and dopamine. Unlike cholinergic
transmitters, they are not broken down during the recovery phase of synaptic
transmission. Instead, they are metabolised back into the pre-synaptic
membrane for re-use.
Adult
Attachment Interview: [See firstly attachment
interview.] This is a psychometric measure of adult attachment, first
constructed by Main and Goldwyn (1989). [For examples of its use, see attachment
personality disorders and.]
Adult
Expression Scale (AES): This is a psychometric measure
of assertiveness, first constructed by Gay, Hollingsworth, and Galassi
(1975).
Advisories:
[See firstly speech
acts, the Bach and Harnish taxonomy.] An "advisory" is one of the
"directive" speech acts identified in the Bach and Harnish (1979)
taxonomy. It serves, as its name suggests, to put into words the mind's belief
that it would be a good idea for the hearer to behave in the referred to way.
"In warning, for example, [the speaker] presumes the presence of some
likely source of danger or trouble for [the hearer]" (p49).
RESEARCH ISSUE: In the context of this glossary, it would be interesting to look for odd
patterns of advisory speech act in the language habits of the survivors
of incest.
We say this because of this client group's recognised predisposition as
adults to mood
swings and irritability,
inflicted upon those around them without warning. It
is at least a theoretical possibility, in other words, that a cognitive
deficit for this particular class of speech acts would by definition
impair the person in question's ability to help themselves by minimising the
extent to which they alienate those around them.®
AES: See Adult Expression Scale.
Aesthesis / Aesthesis: [Greek and English =
"sensation, perception, etc."]. See
the G.2 pump-priming definitions.
Aesthesis
Koine: [Greek = "common sense" (Peters,
1967, p15).] See
the G.2 pump-priming definitions.
Aestheta: [Greek =
"things sensed, perceived, etc."; "the sensibles" (Peters,
1967).] See
the G.2 pump-priming definitions.
Aestheterion: [Greek = "organ or apparatus of sense".] See
the G.2 pump-priming definitions.
Aesthetic: As used by Kant, an aesthetic is a theory of
aesthesis. For the adjectival usages of this term, see the G.2
pump-priming definitions, and for more on Kant's famous "transcendental
aesthetic", see consciousness,
Kant's theory of.
Affect: As used within
cognitive science, this term derives from the never-quite-everyday English noun,
affect, the linguistic root of affection (and semantically quite remote
from the everyday verb, to affect).
PRONUNCIATION NOTE: The noun form is
generally stressed "AFF-ect", whilst the verb form is stressed
"aff-ECT".
It thus refers to a
"mental state, mood, feeling, desire, intention [.....] as contrasted with
external manifestation or action" (O.E.D.). Where the affect happens
actually to be affection, then it is clearly a positive emotion, that is to
say, a "feeling towards or in favour of" (O.E.D.). Within philosophy
and psychology, however, the word has come to be applied more broadly to all
emotions, positive and negative, providing only that they are emotions as
felt. Hence the DSM-IV
definition .....
"Affect - a pattern of
observable behaviours that is the expression of a subjectively experienced
feeling state (emotion)" (DSM-IV-TR, 2000, p819, emphasis added).
Classically, affect is the middle
third of Plato's tripartite soul, the tenth of Aristotle's categories, and one of Hamilton's
triad of fundamental mental arenas (the others being cognition and conation).
Affect is also - insofar as it presumes the facility for phenomenal
consciousness - the mechanism which allows the ego to suffer and thus the
focus of the entire system of ego
defenses. Indeed, it is little exaggeration to claim that Freudian theory is affect theory! [See
now affect, flattened, anger, anticipation, and schizoaffective
disorder.]
Affect, Flattened: [See firstly affect.] This is the term traditionally
applied to the relatively low levels of consciously accessible emotionality
often seen in the expressive behaviours of persons with depression (although to
be clinically significant this lack of emotional engagement with the world has
to be more dysfunctional than simple displays of "reserve" or
"stiff upper lip"). Where the affect in question is that normally
associated with a positive emotion - a pleasurable one - the condition may be
formally described as anhedonia
[literally, an inability to feel pleasure], and is a major sign of depressive
episodes of all sorts and dysthymic
disorder in particular. There is no equivalent single-word descriptor for a
flattening of the affects normally associated with negative emotions -
painful or aggressive ones - although the opposite effect - hyperaffectivity -
may be seen in the irritability
associated with hypomania
and various of the personality
disorders. [Compare alexithymia.]
Affect Mirroring: This is Blum's
(2004) term for the reciprocity of emotional experience between an infant and
its caregiver. Here is how he explains what to look for .....
"During symbiosis, affect
mirroring was regarded as of critical importance, and an attuned parent would
display empathic responses through eye contact, facial and vocal expression,
touch, holding, movement, etc. The attuned mother or caregiver established and
maintained an appropriate affectomotor dialogue with the infant" (p538).
Note the use of the term
"attuned" in the Blum extract, because Goleman makes much of the
construct of "attunement"
in his recent theory of social
intelligence (Goleman, 2006).
Affect, Strangulated: See Freudian theory.
Affectomotor Dialogue: See affect mirroring.
Affiliation: This is one of the
defense
mechanisms postulated by psychoanalytic
theory, and recognised by the DSM-IV
as belonging to the "high adaptive" defense
level. It involves "turning to others for help or support", but
without in any way blaming them (DSM-IV-TR, 2000, p811).
Affordance: [See firstly perception and perception, direct.] The notion of affordances derives from
Gibson's (1966) emphasis on the senses as "perceptual systems".
Gibson saw affordances as potential uses
of a percept, as parallel effects, almost,
to the act of pattern recognition per se, and wielding at least comparable
adaptive value. For example, the presence of a floor is "directly
perceived", and immediately "affords" the behavior of
<walking on> (Neisser, 1976). Affordances thus "invite" a
particular mode of behavior, and the suspicion is then that the
perception-action loop can continue in a particular direction quite happily
without placing any great load on higher consciousness. The original mention
seems to have been in a section discussing insightful problem solving, where
the issue was how the critical alternative use of an item was suddenly seen. In
the case where a stick is used to rake in an out-of-reach goal object, he
commented as follows .....
"The hypothesis of the
'invitation qualities' of objects, their valences, or what they afford, was
central to Gestalt theory, especially as developed by Lewin (1936), but the
phenomenal field in which they appeared had an uncertain status, neither wholly
internal nor wholly external. If these valences are taken to be invariants of
stimulus information, the uncertainty disappears. The stick's invitation to be
used as a rake does not emerge in the perception of a primate until he has
differentiated the physical properties of a stick, but they exist independently
of his perceiving them" (Gibson, 1966, p274; emphasis added).
Afterglow: See consciousness, Humphrey's theory of.
Agency: [See firstly agent.]
The entry level definition of agency is that it is "the faculty of an
agent, or of acting" (O.E.D.). Viewed more philosophically, it becomes
"the ability to alter at will one's perceptual inputs" either (a) by
overt movement, or (b) by shift of attention (Russell, 1996, p3).
Russell goes on to point out that because it emerges as a faculty thanks to our
early childhood sensori-motor, cognitive, and interpersonal experience, agency
is a key element within Piagetian theory. As he explains it, it is only
"through exercising agency, through their actions on the world becoming
progressively more spontaneous, differentiated, and integrated" that
infants achieve "self-world dualism" (p70), and become "able to
impose a self-chosen order on [the resulting] experiences" (p89). As to
agency's phylogenetic pedigree, Dennett
(1996) sees agency of a restricted form in even the simplest of organisms: it
is just that their agency "is not fully fledged agency like ours"
(p27). Indeed, all that is needed to claim that an organism possesses agency is
for it to display "enough complexity to perform actions instead of just lying there having effects" (ibid.).
Russell, on the other hand, prefers what he calls the
"anti-piagetian" view that "self-world dualism could emerge in a
system incapable of action-monitoring and reversible activity" (p92). As a
thought experiment, he asks us to consider a hypothetical entity called
"The Receiver", which "has no mechanisms for monitoring its
movements" (ibid.) and thus gets
all its experience of movement from being "moved around on a trolley"
(p93). His point is that there is nothing in the resulting passive kinaesthesis which will
"specify" The Receiver "as a subject
of experience" (ibid.).
Specifically, it will never learn to appreciate that what is being experienced
at a given moment in time depends on decisions it itself has made [much the
same idea is reflected in Hegel's
comment that "an individual cannot know what he is till he has made
himself real by action" (Hegel, Phenomenology;
Baillie translation, p422)]. For Blachowicz's (1997) notion of an inner
Platonic dialogue capable of modulating the expression of our agency, see the
entry for inner
speech, and for more on the phylogeny of volition in general, see motor imagery.
Agent: In everyday usage, an agent is "one who
(or that which) acts or exerts power" (O.E.D.). The term is also used (a)
within linguistics as "the means whereby a particular action came about
[and, in English,] usually the grammatical subject" (Crystal, 2003, p16),
and (b) within mental philosophy to indicate an entity endowed with agency.
Aggression: In everyday
English, aggression is "an unprovoked attack [.....;] the practice of
setting upon any one; the making of an attack or assault" (O.E.D.). The psychological
sciences retain the same basic definition, but tend then to divide their focus
according to whether they are developmental psychologists (in which case they
home in on how aggressive tendencies emerge in some children but not others),
comparative psychologists (who gather data from the entire animal kingdom),
neuropsychologists (who look at the neural mechanisms involved), social
psychologists (who concentrate on group dynamics and human relationships in
general), and clinicians, social workers, and the criminal justice system (who
have to pick up the pieces). One of the
earliest clues to the brain's role in aggression comes from Goltz's (1892)
observations of the behaviour of a decorticate dog. Aggressive behaviours -
barking, growling, and biting - were the only emotional expression in this
animal, which had lost all its cerebral cortex and parts of the basal ganglia
and dorsal diencephalon. Cannon and Britton (1925, cited in Bard, 1934) termed
this sort of aggression "sham rage", and this and other early studies
are reviewed in Bard (1934). The general pattern over many studies is that the
rage persists until the damage descends as far as the lower posterior portion
of the thalamus. The thalamus is thus seen as initiating the emotion, but as
being inhibited in the normal animal by the "pacifying" influence of
the cerebrum [which is the essence, incidentally, of what Cannon (1927) termed
the "thalamic theory of emotion"].
Andy and Stephan (1974) list the brain structures implicated in aggressive
behaviour as the amygdala, the hippocampus, the septum, the hypothalamus, the midbrain, and the thalamus, but warn that the relative
contribution of each of these structures is complex. They therefore recommend
separate consideration of the brain mechanisms for mobilising and directing an
attack (brainstem and limbic structures), and those for monitoring and
withholding it (neocortical structures). Where you go next depends upon your
particular line of enquiry. If interested in aggression theory per se, then see
next aggression, difficulties
conceptualising and defining, whilst if interested in specific research
areas, check out aggression, domestic
violence and, battered child
syndrome, and aggression,
personality disorders and. Note also that aggression is commonly seen as an
impulse control issue in attention deficit and disruptive behaviour
disorders and autistic spectrum
disorders.
Aggression,
Difficulties Conceptualising and Defining: [See firstly aggression.]
One of the problems in conceptualising and defining aggression is that each of
the separate schools of psychology
approaches the topic from its own standpoint. Thus cognitivists look at the
conceptual pre-conditions of aggression (xenophobic attitudes and beliefs,
say), behaviourists look at the learning and social learning issues,
psychoanalysts look at the part played by aggression in psychosexual
development [see aggression,
psychodynamic theory and], biopsychologists look at the chemistry and
neuroanatomy of aggressive behaviour, comparative ethologists try to make sense
of its microinstinctual repertoire, neuroethologists look for its central pattern generators, and so on. As
a result, we find it difficult to agree on even the basic issues, like whether
aggression requires a prior state of anger
or hatred [possibly not, but it sure
helps]. Here are some examples to form your own opinions about .....
- is aggression the same as "hostility"?
- is a hostile stare or a frosty silence less
aggressive than an outright blow?
- are teachers being aggressive when justly punishing
children in their care?
- are judges being aggressive when justly executing a
murderer? Or a traitor?
- is a doctor/partner being aggressive aiding a
terminally ill person to die?
- is physical injury/death inflicted in genuine
self-defense aggression?
- is a dog being aggressive when it snaps at you for
treading on its toe?
For their parts, Aronson (1976) emphasises the
intention to cause pain or do harm, Buss (1971) talks about "hostile
aggression", and Van der Dennen (1980) criticises some authorities
(notably Anthony Storr) for defining aggression so broadly that it becomes
synonymous with "assertiveness".
ASIDE: The aggression-assertiveness distinction is in fact
rather an old problem, being seen in Plato's rather changeable stance on what
it was exactly was the nature of the assertive third of his soul, tripartite.
Buss's central point (and, indeed, the title of his
paper) was that aggression "pays" in our society. He identifies eight
categories of aggression in humans, but argues that what they have in common is
targeted noxiousness against the individual(s) on the receiving end. "All
aggression is punishment", he says (Buss, 1971, p9) (although not all
punishment is aggression). On balance, therefore, and for a general purpose
position on the subject, we could do worse than adopt Glassman's (2004) attempt
at an eclectic approach .....
"It seems that defining aggression is very much
tied up with our assumptions about its origins [..... and t]he very fact that
it has taken more than a page simply to try to define aggression - and then,
only with partial success - gives an indication of how complicated it is to
explore this topic with some semblance of objectivity" (Glassman, 2004,
pp337-338).
[See now all entries beginning aggression ....., but particularly aggression, personality disorders and.]
Aggression,
Domestic Violence and:
☺ "They tasted alright to me,
Earl" (Dixie Chicks; "Goodbye, Earl") [see full lyric] ☺
"Tell grandma you fell off
the swing" (Pat Benatar; "Hell is for Children") [see
full lyric]
Statistically speaking, by far the commonest domestic
violence (DV) scenarios are perpetrated by abusive males against either their partner
or (step-)children. Here are some official Home Office statistics relating to
the former [for equivalent data relating to child physical abuse, start with
the entry for battered child syndrome
and follow the onward links] .....
"The biennial British Crime Survey (BCS) asks a
representative sample of 16,500 adults in England and Wales directly about
their experiences of crime - whether or not it was reported to the police. The
BCS has found that in 43% of all violent crime experienced by women is domestic
(1996 BCS); the number of domestic assaults [rose] by 79% between 1981 and 1991
[..... with] only a quarter of all domestic violence incidents [being] reported
to the police. [.....] Women were twice as likely as men to have been injured
by a partner in the last year. At greatest risk of physical assault were the
under 25s and those in financial difficulties. Half the victims had told
someone about their most recent assault, most often a friend, neighbour, or
relative. The police were the next most likely to hear of incidents. The
estimate for the total number of incidents in 1995 was 6.6 million" (Home
Office, 2006
online; §3.3-3.7).
Or to put it more succinctly, a rape, beating, or
stabbing takes place somewhere in England and Wales every 20 seconds, and 81%
of the victims are females attacked by males (ITN, 15th March 2001). Wiehe (1998) does his best to make
constructive sense of the many variables involved. Following Raven and Rubin
(1983), he notes two major factors in the
triggering event alone, namely the "form and degree" of the
"instigation", and the "character and intentions" of the
"instigator". The next cluster of factors relates to the individual
on the receiving end, and takes into account personal prior history,
personality, "biological characteristics", and physical condition.
This cluster is then modulated, in turn, by environmental factors such as
crowding, temperature, and noise, and by social and situational factors acting
to facilitate or inhibit the overt expression of aggressive behaviour. More
ominously, DV also augurs badly for the woman's ability properly to discharge
the role of parent, because their children are exposed to both the inherited
and the learned elements of the "at risk" equation - if they are
children of DV parents, then they will carry whatever DV "genes"
might be involved, and they will have been to daily "classes" on
violence in action.
ASIDE: We make no judgment at this juncture as to the relative
contribution of the nature and the nurture elements. We also point out that
what might be being acquired may predispose the child in question either to
abuse or be abused later in life. There is a convenient summary of the effects
of DV on its adult and child victims on the website of the Kwantlen
Counselling Service.
We go into greater detail on the intergenerational
aspects of DV in the entries for toxic parenting
....., but it is nevertheless worthwhile while we are on the subject here
to review George and Main's (1979) study into the behaviour of physically
abused children in a pre-school play group environment. This study noted four
relatively clear correlates of abuse, as follows .....
(1)
Harassment: Abused children are more
likely to assault both peers and caregivers, thus .....
"The particular form of aggressive behaviour
marking the abused toddlers was the harassment of caregivers [.....]. Harassment
generally appears out of context, and appears to have as its primary aim
achieving the discomfiture of the victim. Spitting suddenly upon a caregiver,
threatening an approaching child with a shovel, and suddenly slapping a nearby
toddler after having been scolded by a caregiver were considered examples of
harassment. Seven out of ten of the battered infants in this study harassed
their caregivers [..... but] only two of the ten control children" (Main
and Goldwyn, 1984, p206)
(2)
Avoidance: Abused children are
"markedly more avoidant" than matched control children in response to
the friendly overtures of both peers and caregivers.
(3)
Approach-Avoidance: The term
"approach-avoidance" indicates a peculiar category of behaviour in
which the child displays both approach and avoidance either simultaneously
(physically approaching while looking away, say) or in rapid succession
(physically approaching and then veering away, say). Ten of the abused
children, but none of the controls, displayed this sort of behaviour in
response to friendly peer overtures, thus rendering themselves
"self-isolating".
(4)
Responsivity to Distress in Others:
Abused children responded poorly to the distress of an age-mate in their
vicinity, showing little or no concern or secondary sadness, and often
producing some strikingly bizarre behaviours, thus .....
"Rather than responding to the distress of
age-mates with distress, however, the abused toddlers reacted with disturbing
behaviour patterns. Eight of the nine abused toddlers but only one of the nine
control toddlers responded with fear, anger, physical abuse, or a puzzling
diffuse anger to the crying of other children (Fisher's exact test, p = .002). The abused toddlers, in fact, responded
with fear, with anger, or with aggression to the distress of age-mates in 55%
of the incidents which they witnessed [.....]. Three of the abused toddlers
responded to the distress of an age-mate by physically abusing (slapping,
hitting, or kicking) the distressed child. Main
and George describe an incident involving a two-year-old abused boy, Martin,
who slapped a crying child on the arm. He then turned away from her to look at
the ground and while looking at the ground began vocalising, 'Cut it out! Cut
it out! with increasing agitation, each time speaking more loudly and more
quickly. He patted the child on the back, but when this disturbed her he
retreated from her, hissing and baring his teeth [see discussion
below]. He again began patting her on the back, but this time his patting
turned into beating. He continued beating the little girl despite her screams [see discussion below]" (Main and
Goldwyn, 1984, p207; emphasis added).
At the time of writing [November 2006], and presuming he
is still alive, Martin would be in his early '40s. We can find no further
reference to him in the academic literature, and his real name would have been
withheld in the original report. Science therefore remains ignorant as to the
outcome of what might have been a valuable longitudinal natural experiment,
namely whether the boy in question turned out to be a missionary, a mass
murderer, or - like most of us - somewhere in between these two extremes.
Martin's case also illustrates how close humans still are to the animal within
them .....
ASIDE: The baring of teeth is a classic mammalian threat
display [image
(one of those provided by the excellent web resource maintained by Rebecca Postanowicz)], and
beating on despite your victim's screams is a classic non-response to a
submission behaviour [for more on this line of argument, see the entry for aggression, ethological theory and].
We should therefore not be too surprised to note an
evolutionary angle to at least one substream of family violence, namely the
relatively common use of infanticide by stepfathers, in the service of the
"selfish gene". Having noted, for example, that stepfathers seemed in
one study to be around 70 [seventy]
times more likely to commit infanticide than natural fathers, Daly and
Wilson (1994) trawled the officially available statistics [for Canada,
1974-1990] and identified 178 child killings by fathers and 67 by stepfathers.
The preferred method of killing was physical beating in both categories, but
was actually twice as likely (82% as opposed to 42%) in stepfathers. Adjusted
for the relative incidence of stepfather families, this makes stepfathers 120 times more likely than natural fathers to
commit infanticide by beating. Further analysis of the statistics revealed
that while 63 (35%) of the natural fathers subsequently committed suicide
[presumably as part of a planned "death pact" event], only 1 of the
67 stepfathers did likewise. Daly and Wilson then trawled cognate statistics
for England and Wales [1977-1990], and identified 247 child-killings by fathers
and 131 by stepfathers. Of the total 378 killings, 212 (57%) were by physical assault,
and the stepfather-father split was again roughly 2:1 at 79%-48%. [For more on
the "selfish gene" hypothesis of family violence, see infanticide.
See also Munchausen syndrome by proxy, and compare toxic caring.] WAS
THIS A SENSITIVE TOPIC FOR YOU?: If for any reason you have been emotionally affected by any of the
issues dealt with in this entry, you will find suitable helpline details in the
entries for child
abuse and infanticide
and/or partner abuse and/or toxic
caring.
Aggression,
Ethological Theory and: [See firstly aggression and ethology.] The Comparative Ethologists
have traditionally taken a very distinctive approach to aggression. They begin
by setting it aside from simple predation - killing to eat - seeing it more as
a complex mechanism for determining and maintaining a hierarchical social order than as an individually
motivated exercise in inflicting pain on a hated other or others. Many birds and mammals base their social orders upon a dominance hierarchy, with special mating and
feeding rights going with one's position in the hierarchy. In such animal
societies, aggression is accordingly one of the main mechanisms of promoting
the aggressor's genes at the expense of the victim's. We may cite, for
example, the dominance hierachies of "pack" carnivores such as
wolves, "troop" animals such as baboons, and "extended
family" pongids such as chimpanzees and gorilla, whilst, for our own part,
humans inherit much of their "alpha male" mentality from their
hominoid ape ancestry. On a related note, a series of pioneering studies by
Amir (1971), Selkin (1978), Myers, Templer, and Brown (1984), West (1984), and
Bart and O'Brien (1985) looked at the body language of female rape victims, and
specifically at physical indicators of their assertiveness and confidence. What
these research teams were concerned about was the possibility that relatively
low levels of physically-expressed confidence might in some way single out such
individuals for assault, and what
data there were on this sort of "victim precipitation" were generally
consistent with this explanatory scenario. The data are also consistent with
first hand reports from the perpetrators of violent crime. For example, Grayson
and Stein (1981) studied how prisoners convicted of violent assault went about
selecting suitable victims. They monitored a number of dimensions of posture
and movement in videotaped everyday activity, and found, of these, that the
nature of a person's gait could predict whether that person would be seen as an
easy target. Lack of synchronisation or coordination of the various body parts
was an especially good predictor of attackability. Similarly, Richards,
Rollerson, and Phillips (1991) report that rapists are able to detect subtle
indicators of submissiveness and target their approaches accordingly. [See now aggression, domestic violence and. Also
compare Sutton et al's (1999) findings re the poor social cognition of bullying victims. Also attachment, ethological theory and.
Also infanticide. For a longer
introduction to the science of "human ethology", including much on
human aggression, see Sections 3.2 and 3.3 of the companion resource "Communication and
the Naked Ape".]
Aggression,
Frustration and: [See firstly aggression.] The notion that our
emotional state can be affected if events unfold so as to prevent us achieving
some previously mentalised objective is not new. It is seen, for example, in
such fictional offerings as Gulliver's
Travels [see the delightfully subtitled essay by Sexton (2006
online)], and it is suspected in such factual incidents as the abortive
1916 Easter Uprising in Ireland [see Schafer, Robison, and Aldrich (2006) on
what might really have been motivating the freedom fighters James Connolly and
Patrick Pearse]. The topic also goes a long way back in academic psychology. In
reviewing the emotions for his 1879 textbook "Mental and Moral
Science", for example, Alexander Bain attributed aggressiveness to the
"irascible emotion", as follows .....
"The Irascible Emotion, or Anger, arising in
pain, is marked by pleasure derived from the infliction of pain. [.....] The
objects of the feeling are persons, the authors of pain, or injury. Inanimate
objects may produce pain in us [.....] but without clothing them in
personality, we cannot feel proper anger towards these. [.....] The physical
manifestations of Anger [.....] are (1) general excitement; (2) an outburst of
activity; (3) deranged organic functions; (4) a characteristic expression and
attitude of body; and (5) in the completed act of revenge, a burst of
exultation. [.....] On the mental side, Anger contains an impulse knowingly to
inflict suffering upon another sentient being, and a positive gratification in
the fact of suffering inflicted" (Bain, 1879, pp260-261).
Bain comes close to the aggression-frustration
relationship in his use of the term "arising in pain", but does not
at that juncture emphasise the frustration side of the equation. Later,
however, he makes the following comment on the organisation of volition
- willed behaviour - in the mind .....
"In Desire, there is the presence of some motive,
a pleasure or a pain, and a state of conflict, in itself painful. The motive
may be some present pleasure, which urges to action for us its continuance or
increase. It may be some pleasure conceived in idea, with a prompting to attain
it in the reality [.....]. It may be a present pain moving us to obtain
mitigation or relief; or a pending but future pain, ideally conceived, with a
spur to prevent its becoming actual. So far as the motive itself is concerned,
we may be under either pleasure or pain. But in so far as there is inability
to obey the dictates of the motive, there is a pain of the nature of conflict"
(Bain, 1879, pp366-367; emphasis added).
For his part, William James recognised that a desire
to acquire could, if blocked, generate envy (1890, pII.422). However, James
actually said remarkably little about aggression in his Principles, giving it - like Bain - only occasional and tangential
mention in the chapters on instinct and emotion: "Our ferocity is
blind," he wrote, "and can only be explained from below" (1890,
pII.414). Yet in the chapter on "Will" he recognises that frustration
has a part to play as well, although he chose the word "hinder", thus
.....
"[W]e are chagrined and displeased when any
activity, however instigated, is hindered whilst in process of actual discharge.
[..... p557] We feel an impulse, no matter whence derived; we proceed to act;
if hindered, we feel displeasure; and if successful, relief. Action in
the line of present impulse is always for the time being the pleasant
course" (James, 1890, Principles of Psychology, ppII.556-557;
underlining and bold emphasis added).
The Freudians also recognised a causal link between
(to borrow James' terms) "displeasure" and the "hindering"
of "present impulse", although, for reasons set out in the entry for aggression,
psychodynamic theory and, Freud's early preoccupation with the sex drive
left it to Adler (1908) to factor these dynamics into his Aggressionstrieb.
Even so, the explicit association of the terms "frustration" and
"aggression" did not take place until the American psychologists John
Dollard and Neal Miller hot-housed the subject at Yale
University in the 1930s. Their core conclusion was that aggression was the
naturally pre-programmed response to the thwarting of more or less any
goal-driven piece of behaviour, be it the will-driven behaviour of humans, the
habit- or instinct-driven behaviour of vertebrates in general, or the
reflex-driven behaviour of every successful life form which has ever existed on
the planet. The topic was formally reviewed in Dollard et al (1939), and became
known throughout psychology as the "frustration-aggression
hypothesis". More recently, Shinar (1998) has suggested a relationship
between the frustration of traffic congestion and aggressiveness on the roads.
Aggression,
Hearing Voices and: [See firstly cognitive deficit.] Thanks to the occasional high profile
murder [see, for example, case, Christopher
Clunis], most of us are at least superficially aware that when
schizophrenics "hear voices" they are neither "themselves",
nor therefore in control of what they do. What is less widely realised
is that the "voices" phenomenon is one of cognitive science's
most fascinating sources of research data. Hoffman
(2003) introduces the phenomenon as follows .....
"You are in a crowd when you hear your name. You
turn, looking for the speaker. No one meets your gaze. It dawns on you that the
voice you heard must have sprung from your own mind. This foray into the
uncanny is as close as most people come to experiencing auditory hallucinations
or 'hearing voices', a condition that affects 70% of patients with
schizophrenia and 15% of patients with mood disorders such as mania or
depression. For these individuals, instead of hearing just one's name, voices
produce a stream of speech, often vulgar or derogatory, [or] a running
commentary on one's most private thoughts. The compelling aura of reality about
these experiences often produces distress and disrupts thought and
behaviour. The sound of the voice is sometimes that of a family member or
someone from one's past, or is like that of no known person but has distinct
and immediately recognisable features (say, a deep growling voice). Often
certain actual external sounds, such as fans or running water, become
transformed into perceived speech. [.....] In
the worst cases, voices command the listener to undertake destructive acts such
as suicide or assault" (Hoffman, 2003/2006
online; emphasis added).
ASIDE:
The science of psycholinguistics makes intensive theoretical and clinical use
of large modular flow diagrams charting the mind's language processing modules
and tracing the flow of information between them. These diagrams have been
derived from an accumulation of clinical data going all the way back to Broca
(1861) [full
history]. A typical diagram includes 12-20 distinct modules and deals with
both spoken and written language processing. One of the facets of mental
organisation thus revealed is that of "inner speech". We have already
introduced this topic elsewhere [see the entry for inner
speech and its onward links], but we raise it again here due to its
possible relevance to the phenomenon of hearing voices. To see what might be
involved, check out the Ellis and
Young (1988) diagram, noting how processing route #11 takes information
from process #9 (that of silent speech formulation) and recycles it INTERNALLY
to process #1 (that of auditory analysis) [as opposed to taking route #12, which
is the one used when we speak out loud and listen to what we are
saying]. It follows that process #1 needs to know whether what it is receiving
has arrived via route #11 or not, because if it has not, then what is being heard will necessarily be attributed to an external
source. Generically, this is an example of a "feedback loop",
because it enables the mind's speech production modules [processes #4 and #8]
to "listen in" on their own output to check its accuracy and
appropriacy. BREAKING RESEARCH: The point about inner speech in
its normal sense is that it is clearly recognised as your own, thanks to the
feedback process described above. It is "me" talking and the
observations made are essentially "mine". The fact that schizophrenic
symptoms include voices in the "not me/not mine" sense allows it to
be interpreted "as the result of a defect in the mechanism that controls
and limits the contents of consciousness", resulting in "excessive
self-awareness" (Frith, 1979). Frith's team at the Institute of Psychiatry,
London, have promoted this highly promising line of investigation ever since,
and report in one of their recent papers that hallucinators are
"particularly prone" to misattributing to others a deliberately
distorted play-back of their own voices (Johns et al, 2001/2006
online).
A British Psychological Society study group summarised
the issue as follows [a long passage, heavily abridged] .....
"This report presents psychological perspectives
on serious mental illness. [.....] These problems include hearing voices
(hallucinations), holding unusual beliefs (delusions), and experiencing strong
fluctuations in mood. Each individual's experiences are unique. [.....] About
one person in a hundred is likely to receive a diagnosis of schizophrenia
in their lifetime, and similarly about one person in a hundred is likely to
receive a diagnosis of bipolar disorder (manic depression). [.....]
Psychiatric diagnoses are labels that describe certain types of behaviour. They
do not indicate anything about the nature or causes of the experiences. [.....]
Ten to 15 per cent of the populations have heard voices or experienced
hallucinations at some point in their life. [.....] In some cultures, hearing
voices and seeing visions is seen as a spiritual gift rather than as a symptom
of mental illness. [.....] Many people who have psychotic experiences have
experienced abuse or trauma at some point in their lives. [.....] Hearing
voices often appears to be the result of difficulty in distinguishing
one's own, normal, inner speech from the words of other people. [.....] The
most common form of psychological therapy for psychotic experiences is cognitive behaviour therapy - CBT. This
is a tried and tested intervention that examines patterns of thinking
associated with a range of emotional and behavioural problems" (Kinderman
and Cooke, 2000, pp4-6; emphasis added).
On the humanistic side of psychodynamic theory, R.D. Laing's approach to aggressiveness in
psychotics was to treat the disorder by "understanding" it, by which
he meant coming to know "how the patient is experiencing himself and the
world, including oneself" (Laing, 1960, p34). The hearing of voices is
part of this fundamental experience, and will often indicate how the psychotic
self has been pathologically fragmented. Laing, too, offers a number of
intriguing case histories, but tends - curiously - to avoid the gorier details
of the hearing of voices inciting violence. Case,
Rose is his clearest mention of
the phenomenon, if interested. [For more on the legal status of voice hearers
as "fit to plead", see case, Lashuan Harris (US law) and case, Balderstone
(UK law). For an introduction to the problem of detecting deliberate
falsification of symptoms by non-hearer criminals in an attempt to avoid
justice, click
here.]
Aggression,
Humanistic Theory and: [See firstly perspectives, humanistic.] The
humanistic perspective on aggression can be seen in the following .....
"[The] basic nature of the human being, when
functioning freely, is constructive and trustworthy. [..... As a person] he
becomes more fully himself, he will become more realistically socialised. We do
not need to ask who will control his aggressive impulses; for as he becomes
more open to all of his impulses, his need to be liked by others and his
tendency to give affection will be as strong as his impulses to strike out or
to seize for himself. He will be aggressive in situations in which aggression
is realistically appropriate, but there will be nor runaway need for
aggression. [.....] I have little
sympathy with the rather prevalent concept that man is basically irrational,
and that his impulses, if not controlled, will lead to destruction of others
and self" (Rogers, 1961, p194; emphasis added).
George Kelly was less interested in the dynamics of
the broken mind, but more in its construction and design. His personal
construct theory (Kelly, 1955) arose out of the beliefs (a) that individuals
naturally organise the "psychological space" provided by their minds
by dimensionalising the available mental content along a number of axial
dimensions, or "constructs", and (b) that the dimensions selected
were personal to the individual concerned. The resulting construct system then
shapes individuals' future interactions with the world by providing them with a
ready-made basis for appraising events, objects, people, etc. [compare the
notion of schema], and may be
categorised as "humanistic" because it makes no value judgments on
what the dimensions ought to be [the therapist's role is merely to demonstrate
to a patient any shortcomings in the existing construct system, and to
facilitate the patient's own search for improvements]. The relevance to
aggression thus emerges in persons whose constructs are in some way biased
towards hostile or related dimensions. Rollo May
was a clinical psychologist by profession and an Existentialist by inclination. He saw the highest plane of human
existence as a state of "authenticity" as a person, that is to say,
as the creativity and self-actualisation of the self, empowered by a
wide and effectively integrated range of mature defenses and coping skills available
to the self. May worked this basic orientation into his psychotherapeutic
practice by adopting the motto "depression is the inability to construct a
future", and his position on aggression was closely related to acquiring
that missing ability. Aggression, for May, was all about "power",
which in one respect he saw as "a fundamental aspect of the life
process" (1972, p20) and not as necessarily a bad thing. It was
"powerlessness" - "helplessness or weakness" (p21) - which,
by eroding the integrity or complexity of our selves, prejudiced our happiness
and mental health. What happened next was that powerlessness, born of
insufficient personal resources, simply finds expression as violence. [Or to
put it another way, not enough "good" power causes an explosion of
"bad" power.] Here is this argument in May's own words .....
"For violence has its breeding ground in
impotence and apathy. [.....] As we make people powerless, we promote their
violence rather than its control. Deeds of violence in our society are
performed largely by those trying to establish their self-esteem, to defend
their self-image, and to demonstrate that they, too, are significant. [.....]
Violence arises not out of superfluity of power but out of powerlessness"
(May, 1972, p23).
[For another existentialist position, see the coverage
of R.D. Laing in the entry for aggression,
hearing voices and.]
Aggression,
Institutionalisation of:
"It is a great thing to have an enemy, for it is
only then that we discover our neighbour" (Anthony Storr).
"What I want to destroy in my enemy is what I cannot stomach in
myself" (Anthony Storr).
To "institutionalise" a behaviour is to make
it a cultural norm when it need not have been. It is to take something
instinctive or psychosexually fundamental, and to give it expression - and perhaps
even cathartic discharge - in a socially acceptable (or even compulsory) ritual
or ceremonial of some sort. When the instinct in question is the one which
Freud referred to as the Todestrieb [as described in the entry for aggression,
psychodynamic theory and], the institutions in question are those which
channel aggression and hostility, such as can be seen in the unforgiving
asceticism of the Spartan civilisation [check it out] or in the
ritual votive sacrifices of so many ancient cultures [check one
out]. Nowhere are our aggressive instincts more enthusiastically celebrated
than in the institutions of warfare itself. Consider this, from Hose and
McDougall (1912), concerning what they had observed while studying
the head-hunting tribes of Borneo .....
"But
though a Kayan village is seldom attacked, and though the Kayans do not
wantonly engage in bloodshed, yet they will always stoutly assert their rights,
and will not allow any injury done to any member of the tribe to go unavenged. The avenging of injuries and the necessity
of possessing heads for use in the funeral rites are for them the principal
grounds of warfare; and these are generally combined, the avenging of
injuries being generally postponed, sometimes for many years, until the need
for new heads arises" (Hose and McDougall, 1912/2006
online, pp82-83; emphasis added).
ASIDE: See also Jones (1971) for a
description of the ritualised confrontation ceremonies of Australian
aborigines. The present author was born a few weeks before the Eniwetok Atoll
nuclear tests (April-May 1948), went to university in the years of the
pro-Hanoi protest movement of the late 1960s, lived through the ideological
confrontations of East and West during the 1970s and 1980s, and now regards the
history of humankind as the history of such confrontations, big or small.
As to why humans should
behave like this, perhaps the most common - although inherently unprovable -
explanation is that our minds have been pushed way beyond that for which they were
originally designed. We evolved big brains in order to solve small-scale local
problems in the service of our emotions
and instincts; we did not grow them to sit in dispassionate judgment on
abstract ethical niceties. We therefore remain emotionally uncomplicated beings
in a world made excessively complex by our intellect, and - critically - our
minds often merely act as post-hoc
rationalisers of what our bodies tell us to do [see, for example, case,
Butrimonys].
We have war,
in other words, because we have minds which lack the wit to avoid it.
Let us look at
some of the factors at work here. How, for example, does our high-mammalian instinctual
inheritance express itself as the socio-cultural phenomenon of warfare? After
all, it is one thing for an upper palaeolithic community to send out a hunting
party to fetch back the next meal, and quite another for a similar community
thirty millennia later to crew up a B-2 [image/specification] to
release its brimstone on the heads of others, whose "guilt" is simply
that they do not like you. This is the sort of observation which led
William James to propose an instinct for "pugnacity; anger;
resentment", which he introduced as follows .....
"In many respects man is the most ruthlessly
ferocious of beasts. As with all gregarious animals, 'two souls', as Faust
says, 'dwell within his breast', the one of sociability and helpfulness, the
other of jealousy and antagonism to his mates. Though in a general way he
cannot live without them, yet, as regards certain individuals, it often falls
out that he cannot live with them either. Constrained to be a member of a
tribe, he still has a right to decide [.....] of which other members the tribe
shall consist. Killing off a few obnoxious ones may often better the chances of
those that remain. And killing off a
neighbouring tribe from whom no good thing comes, but only competition, may
materially better the lot of the whole tribe. [.....] The hunting and the
fighting instinct combine in many manifestations. They both support the emotion
of anger [..... and are important because i]f evolution and the survival of the
fittest be true at all, the destruction of prey and of human rivals must
have been among the most important of man's primitive functions, the fighting
and the chasing instincts must have become ingrained" (James, Principles of Psychology, 1890, ppII.409-411;
emphasis added).
James' views resurfaced in the 1960s as academics
tried to make sense of the inter-tribal slanging matches of the Cold War. One
particularly influential inter-disciplinary conference took place at the
Natural History Museum, London, in October 1963, with the transcripts being
collated in Carthy and Ebling (1964). Presenters included Konrad Lorenz on behalf of the comparative
ethologists, Anthony Storr for the
psychiatrists, K.R.L. Hall for the comparative psychologists, and John W.
Burton from the Centre for the Analysis of Conflict at University College,
London. Discussants included Sir Julian Huxley (evolutionary biologist), P.L.
Broadhurst (comparative psychologist), and K.P. Oakley (palaeontologist). Here
is a selection of the views expressed .....
"[T]he extreme nature of human destructiveness
and cruelty is one of the principal characteristics which marks off man,
behaviourally, from other animals" (Freeman, 1964, p111).
"It is also probable that the feeling of belonging
to a group, which appears to be indispensable to human happiness, does
require some measure of antagonism to other groups" (Andreski, 1964, p130;
emphasis added).
"Faced with a common enemy, whether this be flood
or fire or human opponent, we become brothers in a way which never obtains in
ordinary life. It is a great thing to
have an enemy, for it is only then that we discover our neighbour [.....]
The comradeship of war, the fact that, under conditions of stress, our capacity
for identification with our fellows is increased, has been one reason for the
continued popularity of war" (Storr, 1964, p138; emphasis added).
Desmond Morris then brought the problem to the
attention of the population at large in his best-sellers "The Naked
Ape" (Morris, 1967) and "The Human Zoo" (Morris, 1969). Note the
interaction of the innate and the institutionalised in the following extracts
.....
"If we are to understand the nature of our
aggressive urges, we must see them against the background of our animal origins.
[.....] Animals fight amongst themselves for one of two very good reasons:
either to establish their dominance in a social hierarchy, or to establish
their territorial rights over a particular piece of ground. Some species are
purely hierarchical, with no fixed territories. Some are purely territorial,
with no hierarchy problems. Some have hierarchies on their territories and have
to contend with both forms of aggression. We belong to the last group"
(Morris, The Naked Ape, 1967, p128).
"[Aside from
facial expression, m]ost cultures have also added a variety of threatening or
insulting gestures employing the rest of the body. Aggressive intention
movements ('hopping mad') have been elaborated into violent war dances, of many
different and highly stylised kinds. The function here has become communal
arousal and synchronisation of strong aggressive feelings, rather than direct
visual display to the enemy" (ibid.,
p142).
"By our
standards [humankind's earliest] cities were small, with populations ranging
from 7,000 to no more than 20,000. Nevertheless, our simple tribesman had
already come a long way. He had become a citizen, a super-tribesman, and the
key difference was that in a super-tribe he no longer knew personally every
member of his community. It was this change, the shift from the personal to
the impersonal society, that was going to cause the human animal its greatest
agonies in the millennia ahead. As a species we were not biologically
equipped to cope with a mass of strangers masquerading as members of our tribe"
(Morris, The Human Zoo, 1969, p20;
emphasis added).
Institutionalised warfare has always been a large part
of history, and archaeologists have traced physical evidence of fortifications
back at least to Jericho, some 10,000 years ago [HistoryWorld have a fascinating introduction to the subject online
- check
it out]. However, Burton's point at the 1963 London conference was that we
still have a lot to learn .....
"'Aggression' is a term most commonly used by
those who are satisfied with the status
quo, and who resist any attempt to upset the existing order. [.....
Unfortunately, t]he machinery for peaceful change is not something which had received
adequate attention. [.....] What is required of the social scientist is more
study of change; the perception of change, the different effects upon
interested parties of change introduced by objective agents, such as the
weather, as compared with subjective agents, such as states or monopolies; the
means of making passive adjustments to change, so that the adjustment will not
lead to further aggressive responses by others; international machinery to
ensure that perception of change is not distorted into the perception of a
deliberate act of aggression. [.....] Research is needed into
misunderstanding and failure of communication, and into a wide variety of
matters not conventionally within the established discipline of international
relations" (Burton, 1964, pp149-150; emphasis added).
Burton was right to be worried, because recent data
continue to suggest that human beings - with very few exceptions - are natural
killers, provided only that the necessary cultural institutions are in place.
This is certainly the thrust of Goldhagen's (1996) study of how easy it was for
Nazism to turn ordinary people into "Hitler's Willing Executioners".
The machinery of the Holocaust, in
other words, lies primarily in the minds of those to whom the atrocities at
Birkenau and a thousand similar "Wounded Knees" came to be accepted
as "the done thing", thus .....
"For people to kill another large group of
people, the ethical and emotional constraints that normally inhibit them from
adopting such a radical measure must be lifted. Something profound must happen
to people before they will become willing perpetrators of enormous mass
slaughter. The more that the range and character of the [atrocities] become
known, the less the notion appears tenable that [the perpetrators] were not
tuned in to the Hitlerian view of the world" (Goldhagen, 1996, p414).
Goldhagen calls the process whereby the genocidal
views of a society's opinion-formers become the views of that society at large
"the cognitive explanation" of genocidal behaviour, and he sees the
key institutionalising factor as being "the camp" in Nazi society,
thus [a long passage, heavily abridged] .....
"The camp was not merely the paradigmatic
institution for the Germans' violent domination, exploitation, and slaughter of
those whom they designated as enemies [.....
but] was above all else a revolutionary institution, one that Germans
actively put to ends that they understood to be radically transformative. The
revolution was one of sensibility and practice. As a world of
unrestrained impulses and cruelty, the camp system allowed for the expression
of the new Nazi moral dispensation [..... and] denied in practice the Christian
and Enlightenment belief in the moral equity of human beings. [.....] The camp
world was revolutionary because it was the main instrument for the Germans'
fundamental reshaping of the social and human landscape of Europe. [..... It]
was a defining feature of German society during its Nazi period, and the camp
was the society's emblematic institution. It
was the institution that most prominently set Germany apart from the European
countries, that to a large extent gave it its distinctive murderous character.
[.....] The camp system was the greatest growth institution during this period
of German history" (Goldhagen, 1996, p456-459; emphasis
added).
We shall give the last thought under this heading to
the psychoanalyst Anthony Storr. Noting firstly that we are as a species
dangerously vulnerable to the psychodynamic mechanism of projection, he sees the only hope as lying in our achieving a more
positive use of the mechanism of identification, thus .....
"For what I want to destroy in my enemy is what I
cannot stomach in myself, and to kill
him is to commit suicide. It is only when we can fully realise this truth
that we can learn to value our enemy, and learn to fight him without destroying
him" (Storr, 1964, p144; emphasis added).
[To see how pushy individuals and pressure groups can
capitalise on the above predispositions and weaknesses in order to promote
their own interests and line their own pockets, see now aggression, priests and politicians and.]
Aggression,
Personality Disorders and: [See
firstly personality disorders.] The DSM-IV
notes aggressive behaviours as diagnostically relevant in both antisocial personality disorder and borderline personality disorder. As far
as the latter is concerned, the DSM-IV
notes that individuals with this disorder "frequently express inappropriate
intense anger" (2000, p707), which Kernberg (2006 online)
describes as hatred
and links to the dynamics of the patient's parenting history, thus .....
"Under extreme circumstances, typically seen in
schizophrenic panic and rage attacks, but also with transference regression in
borderline patients, the patient's fear of his or her own hatred and of the
hatred projected onto the therapist is such that reality itself becomes
intolerable [..... and blocking] out the awareness of reality is the most
primitive and dominant coping mechanism. Efforts to destroy the awareness of
reality may lead to psychotic confusional states, or, in nonpsychotic patients,
to a malignant transformation of the therapist-patient dyad in which all honest
communication is suppressed and what I have called psychopathic transferences prevail: the patient is deceptive,
expects the therapist to be deceptive, all communication takes on a pseudo
quality, and violent affect storms are expressed in dissociated forms"
(Kernberg, op. cit., p3 of the
e-version).
Nor is it always the therapist-figure on the receiving
end, for the pathology can also be reflected back onto the patient h/self, thus
.....
"Another manifestation of primitive hatred that
the patient cannot tolerate in conscious awareness is the transformation of
hatred into somatisation in the form of primitive self-mutilation: these are
patients who chronically mutilate themselves - pick at their skin or mucosas -
and present other patterns of primitive sadomasochistic behaviour.
Characterologically anchored suicidal tendencies in borderline patients are
another expression of self-directed hatred" (Kernberg, op. cit., p4 of the e-version). [Some
readers may care at this juncture to divert to the topic of self harm.]
In short, aggression plays a major role in the
aetiology of personality disorders, and therapists must expect it to play as
great a role - possibly compressed in time - in its remediation. Therapists
must also be ready for the strength of the emotion to bring about collapse of
the patient-therapist relationship and consequent - not to say downright
dramatic - withdrawal of the patient from therapy.
Aggression,
Priests and Politicians and:
"Let us, like Him, hold up one shoe and let the other
be upon our foot" ("Life of Brian", 1979).
[See firstly aggression,
institutionalisation of.] The psychologist Leonard S. Zegans once remarked that the problem we
humans have with aggression was "the promiscuous ease with which our
mechanism for recruiting fighting behaviour can be triggered" (Zegans,
1971, p363), and under the present heading we shall be looking at how that
mechanism is routinely exploited by
individual states(wo)men, and/or the political parties or similar interest
groups (frequently religious) which more or less openly fund and promote them,
in order to further not the common good but that of the particular influential
minority concerned. We may illustrate what is at stake by suggesting for the
sake of argument that the US-British invasion of Iraq in 2003 began life as a
Pentagon camarilla to defend
America's strategic oil interests in the Middle East [we actually doubt that
oil was anything more than a tertiary consideration]. The Pentagon [a.k.a.
"Fort Pinocchio" - check it
out] then substantially misled the White House, who were then less than
totally open with Downing Street, who - scenting a Churchillian glory - bought
the story hook, line, and sinker. Duly committed, the White House and Downing Street
have been misleading through their teeth ever since in the struggle to keep
their respective publics within the programme. Check out the following links in
your own time .....
So what is the science here?
Well Zegans was certainly in no doubt as to where we needed to look .....
"Warfare in the interests of group cohesion is
often seen in species that reveal complex social organisation with differentiated
fighting classes (i.e., man and ants). Such a social organisation demands
strong internal cohesion, good recognition of group members, and quick arousal
of hostility towards strangers" (Zegans, 1971, p357).
But it is unfair on ants to
class them with humankind on this, because they have brains too small to host
the emotions of hatred and greed, and fight only by reflex. They harbour no
grudges, and sting when (and only when) their programming dictates that they
should do so. For H. sapiens, on the other hand, war is ultimately an instrument of
"plunder" for a powerful few, who learned long ago how to play upon
the human fondness for uncritical symbolic belief in order to justify all sorts
of sacrifice by the rest of us. As a result .....
"The human thus appears
unique among primates in that man will die for symbols and slaughter for
abstractions while often ignoring the biological survival needs of his own
people" (Zegans, 1971, p359).
The process is probably as
old as civilisation itself. For example, many early Bronze Age civilisations
seem to have been headed by priest-kings [examples],
and some of humankind's oldest historical records relate unashamedly to deeds
on the battlefield .....
The
legend of Gilgamesh, two thirds God, one third human
The first
recorded war, 2525 BCE, Sumeria
Upon inspection, it seems
reasonable to presume that there would have been two levels of opportunity for
the priesthood to have been involved in any given military campaign. The first
of these would have been in an advisory capacity to the kings and generals, and
the second - more junior role - would have been as a moral-booster to the
troops themselves. The Bible, for example, contains many instances of prophets
advising on the direction and form of a coming struggle [example], whilst
chaplains or padres (terminology varies) simply do their best to "prepare soldiers to kill and to die without losing
their souls" (Dreher, 2003/2006 online)
[the definitive work on this topic seems to be Bergen
(2004)]. We may also presume that the task of persuading the occasional
reluctant hero to take up his spear and go forward to meet the enemy was made
easier when personal aggression became elevated to the status of a moral
absolute .....
"The
principles of a Just War originated with classical Greek and Roman philosophers
like Plato and Cicero and were added to by Christian theologians like Augustine
and Thomas Aquinas. There are two parts to Just War theory, both with Latin
names: Jus ad bellum: the conditions under which the use of military
force is justified. Jus in bello: how to conduct a war in an ethical
manner. A war is only a Just War if it is both justified, and carried out in
the right way. Some wars fought for noble causes have been rendered unjust
because of the way in which they were fought" (BBC, 2006).
Sadly, there is no hard and
fast measure of the justness of a just war or the nobleness of a noble cause.
Consider the deadly topicality of the current confrontation between cross and
crescent, and you will find that your allegiance all depends which of the
competing "usses" you were born into. Indeed, this particular
"us-and-them" story begins when the Roman Emperor Constantine, under
threat from the Barbarian migrations from Northern Europe, took the
precautionary step of adopting Christianity in the belief that marching under
the banner of the cross would increase his chances of victory in battle [story;
the good luck charm itself].
It worked (in an n-of-one fashion, at least), for Constantine won his very next
battle, and so greatly were Christianity's credentials enhanced as a result,
that the Church survived at Constantinople even after Rome finally fell to the
barbarians in 476 CE. This meant, in turn, that there was a ready-made control
infrastructure in place when Charlemagne re-politicised religion in 800 CE as
the "Holy Roman Empire". Between these two dates, however, an
alternative religion-cum-empire - Islam - had sprung up and had found it easy
to expand into the vacuum left by the legions, conquering Moorish Spain, North
Africa, and the Arab caliphates. The stage was therefore set for what we might
class as the first attempt at a world war based primarily on differences of
ideology. These priestly wars - known collectively in the West as "the
Crusades" - began in response to a March 1095 appeal from the Byzantines
for help against the advancing Turks. The pope at the time, Urban II, convened
the Council of Clermont to discuss a punitive expedition to Jerusalem. By way
of justification of both the cost and the personal risk, he found it useful to
elevate Augustine's notion of the just war to that of the bellum sacrum, or holy war [Lari (2006 online)
explains the similar nature and role of Jehad
in Islam]. The First Crusade duly set off in August 1096, led by Peter the
Hermit of Amiens, coincidentally "a charismatic monk and powerful
orator" [Wikipedia], and on 15th July 1099 the infidels [=
"faithless; those not in your personal truth"] has succeeded in
liberating Jerusalem from the heathen [= "faithless; those not in your
personal truth"]. We need only to look to the modern Middle East to see
daily evidence of the power of religion to motivate both men and women to the
ultimate sacrifice. However, having already dealt with the vicissitudes of belief
systems elsewhere, it remains for us here to mention only the comparative
ethology thereof. Desmond Morris, for example, sees an awful lot of dominance
and submission behaviour in religion .....
"[Religion] is not an easy
subject to deal with, but as zoologists we must do our best to observe what
actually happens rather than listen to what is supposed to be happening. If we
do this, we are forced to the conclusion that, in a behavioural sense,
religious activities consist of the coming together of large groups of people
to perform repeated and prolonged submissive displays to appease a dominant
individual. The dominant individual concerned takes many forms in different
cultures, but always has the common factor of immense power. Sometimes it takes
the shape of an animal from another species, or an idealised version of it.
Sometimes it is pictured more as a wise and elderly member of our own
species. Sometimes it becomes more abstract and is referred to as simply 'the
state', or in other such terms. The submissive responses to it may consist of
closing the eyes, lowering the head, clasping the hands together in a begging
gesture, kneeling, kissing the ground, or even extreme prostration, with the
frequent accompaniment of wailing or chanting vocalisations. If these
submissive actions are successful, the dominant individual is appeased. Because
its powers are so great, the appeasement ceremonies have to be performed at
regular and frequent intervals, to prevent its anger from rising again. The
dominant individual is usually, but not always, referred to as a god"
(Morris, The Naked Ape, 1967,
pp156-157).
Laver (1964) points out that
civilisations typically adopt distinctive styles of dress as indicators of
power and status [he describes this practice as "social aggression"
(p101)], and protect their use accordingly. Morris (1969) makes a similar point
by analysing costume from the point of view of Lorenz's
"super-normal" stimuli. Then
there is "scapegoating", the
"hostile social-psychological discrediting routine by which people move
blame and responsibility away from themselves and towards a target person or
group [and] by which angry feelings [may] be projected, via inappropriate
accusation, towards others" (The Scapegoat Society, 2006 online). Consider .....
"The prototype of displacement of aggression is
of course the selection of a 'scapegoat'. This may be another unoffending
individual, an institution, a system of ideas or beliefs, or an inanimate
object. In episodes of rage, disturbed children, psychopathic and psychotic
adults, engage in apparently meaningless destruction, commit arson, or attack
people on brief acquaintance and with minimal provocation" (Hill, 1964, p97).
[To see what happens next, see the entries for atrocity and holocaust.]
We shall close the present entry by quoting Eddie
Hancock, whose soldier son Jamie Hancock had just been killed by an Iraqi
sniper, and who points the finger of blame very precisely ..... "My son's
allegiance was to the Queen," he said at the height of a father's grief
"not that traitor and liar in No 10" (The Daily Mail, 10th November 2006). Such has been the belated
lament, of course, of bereaved parents, wives, and girlfriends ever since
warfare was invented, and we must all decide for ourselves whether Jamie should
have gone, whether Eddie should have allowed him to go (by allowing him to have
joined up in the first place), whether the Queen should have stopped it [she
should have], and whether the rest of us - corporately, for we corporately put
him there - ought to rise up and hiss that traitor and liar out of No 10.
Aggression,
Psychodynamic Theory and: [See
firstly aggression and Freudian theory separately.] In his early
writings on psychoanalysis, Freud focused - many believed too exclusively - on
the libido,
the neurophysiologically grounded energetic drive towards constructive (and therefore
ensured-to-be-pleasurable) consummation. He saw the libido as both energising
and directing. It energised at the neurochemical level, and it directed by
providing an appropriate reinforcing mechanism - something which told the body
that the sensations attributable to a particular current goal object felt
"good", and which therefore acted to promote continued or closer
approach behaviour toward said object.
ASIDE: If we translate this analysis into the deliberately dispassionate
language of engineering, we find that we are describing nothing more
complicated than a control system in which a homeostat has been wired up so as
to approach an energy source to which it has been designed to be specifically
sensitive. If that approach behaviour then results in an act of coitus,
nurturance, or nutritative consumption, then the associated survival value will
be to the benefit of the species in general.
Where Freud was theoretically ambitious, however, was
in the parsimony of the system he was proposing. The libido was not only the
overt drive for pleasurable consumption, but served also as the covert
motivation for darker-side impulses such as destructiveness and hostility [for
details of how this is accomplished, work your way through the entries for cathexis and defense mechanisms, and their onward links]. In early Freudian theory, therefore, the explanation for aggression lay
in the ability of libido bound to one object to express itself in hostility
towards another. Consider .....
"The most common and the most significant
of all the perversions - the desire to inflict pain upon the sexual object, and
its reverse - received from Krafft-Ebing the names of 'sadism' and 'masochism'
for its active and passive forms respectively. [.....] As regards [sadism], the
roots are easy to detect in the normal. The sexuality of most male human beings
contains an element of aggressiveness - a desire to subjugate [.....
and] sadism would correspond to an aggressive component of the sexual instinct
which has become independent and exaggerated and, by displacement, has usurped
the leading position. [.....] The
history of human civilisation shows beyond any doubt that there is an intimate
connection between cruelty and the sexual instinct" (Freud, Three
Essays on Sexuality, 1905/1953, pp157-159; emphasis added).
Nevertheless, not all of Freud's associates agreed
that the libido was the only primary motivator. Alfred Adler, for example,
preferred a two-drive system. He set his own ideas out in a 1908 paper on what
he described as an Aggressionstrieb [German = "aggression
drive"] (Adler, 1908). In this analysis, Adler regarded aggression as a
major drive in its own right, one which kicked in automatically whenever other
drives and motivations were in some way thwarted, and which was based,
ultimately, on the organism's need to control and exploit its environment to
maximum advantage. Jung, on the other hand, whilst recognising that libido was
quite adept at "transformation" from sexual to "other
dynamisms" (1928, p45) such as cultural ceremonial and magical symbolism,
kept libido as broadly primary, thus .....
"Sexuality is not merely instinctiveness, but an
indisputable creative power that is not only the fundamental cause of our
individual lives, but also an increasingly serious factor in our psychic life.
[.....] We might call sexuality the
spokesman of the instincts" (Jung, 1928, p65; emphasis added).
ASIDE:
In fact, this is a long-standing philosophical
issue. The philosopher James Mill had been arguing 40 years earlier that
pleasant experiences created "one and the same state of
consciousness" as did unpleasant ones (Mill, 1869/1982, p327), but that
this did not necessarily require separate drives at lower levels of the nervous
system. Going back even further in time, Adler's "need to control and
exploit" one's environment is essentially Platonic [readers not familiar
with Plato's notion of soul, tripartite
should consult that entry before proceeding]; it is no more than the sort of
enthusiastic engagement with life and its opportunities which we see
figuratively in polar explorers and mountaineers or literally in courtship.
Even as late as 1917, Freud was basing the entire
process of psychoanalysis on a one-drive analytic, albeit the drive
seems to involve a number of lesser instincts, thus [a long passage,
heavily abridged] .....
"I will now set out before you what is most
definitely known about the sexual life of children. Let me at the same time,
for convenience sake, introduce the concept of 'libido'. On the exact analogy
of 'hunger', we use 'libido' as the name of the force (in this case that of the
sexual instinct [.....]) by which the instinct manifests itself. [.....] In an
infant, the first impulses of sexuality make their appearance attached to other
vital functions. His main interest is, as you know, directed to the intake of
nourishment; when children fall asleep after [feeding], they show an expression
of blissful satisfaction which will be repeated later in life after the
experience of a sexual orgasm. [.....] It is our belief that [infants] first
experience this pleasure in connection with taking nourishment, but that they
soon learn to separate it from that accompanying condition. [.....] We are
therefore not surprised to learn from psychoanalysis how much psychical
importance the act retains all through life. Sucking at the mother's breast is the starting-point of the whole of
sexual life, the unmatched prototype of every later sexual satisfaction [.....]
making the mother's breast the first object of the sexual instinct. [.....]
In forming this opinion of sensual sucking we have already become acquainted
with two decisive characteristics of infantile sexuality. It makes its appearance
attached to the satisfaction of the major organic needs, and it behaves auto-erotically - that is, it seeks and
finds its objects in the infant's own body. What has been shown most clearly in
connection with the intake of nourishment is repeated in part with the
excretions. We conclude that infants have feelings of pleasure in the
process of evacuating urine and faeces and that they soon contrive to arrange
those actions in such a way as to bring them the greatest possible yield of
pleasure through the corresponding excitations of the erotogenic zones of the
mucous membrane. It is here for the first time [.....] that they encounter the
external world as an inhibiting power, hostile to their desire for pleasure,
and have a glimpse of later conflicts both external and internal. An infant
must not produce his excreta at whatever moment he chooses, but when other
people decide that he shall. In order to induce him to forgo these sources of
pleasure, he is told that everything that has to do with those functions is
improper and must be kept secret. This is where he is first obliged to exchange
pleasure for social respectability. From the outset [.....] he feels no disgust
at his faeces [.....] and makes use of them as his first 'gift', to distinguish
people whom he values especially highly. Even after education has succeeded in
its aim of making these inclinations alien to him, he carries on his high
valuation of faeces in his estimate of 'gifts' and 'money'. [.....] I know you
have been wanting for a long time to interrupt me and exclaim: 'Enough of these
atrocities! You tell us that defecating is a source of sexual satisfaction, and
already explored in infancy. That faeces is a valuable substance and that the
anus is a kind of genital! We don't believe all that [.....]'. [..... But allow
me] to proceed with my brief account of infantile sexuality. What I have
already reported of two systems of organs [nutritional and excretory] might be
confirmed in reference to the others. A
child's sexual life is indeed made up entirely of the activities of a number of
component instincts which seek, independently of one another, to obtain
pleasure, in part from the subject's own body and in part already from an
external object. Among these organs the genitals come into prominence very
soon" (Freud, Introductory Lectures,
1917/1962, pp355-359; emphases added).
Nevertheless, the body of contrary opinion gradually
led Freud to change his mind, and by the time he wrote "Beyond the
Pleasure Principle" (Freud, 1920/1955) [and, indeed, the very reason he
gave the book that particular title] he had not just recognised a destructive
instinct, but had started to work it into his overall explanatory system,
regarding it, in the final analysis, as a form of "programmed cell death"
(Zurak and Klain, 2006 online).
Here is his basic argument [a long passage, heavily abridged] .....
"The manifestations of a compulsion to repeat
[.....] exhibit to a high degree an instinctual character [Triebhaft] and, when they act in opposition to the pleasure
principle, give the appearance of some 'daemonic' force at work. [.....] But
how is the predicate of 'being instinctual' related to the compulsion to
repeat? [..... Is it] that an instinct is
an urge inherent in organic life to restore an earlier state of things
which the living entity has been obliged to abandon under the pressure of
external disturbing forces; that is, it is [.....] the expression of the
inertia inherent in organic life. This view of instincts strikes us as strange
because we have become used to see in them a factor impelling towards change
and development, whereas we are now asked to recognise in them the precise
contrary - an expression of the conservative nature of living substance.
[.....] Let us suppose, then, that all the organic instincts are conservative,
are acquired historically and tend towards the restoration of an earlier state
of things. It follows that [..... t]he elementary living entity would from its
very beginning have had no wish to change; if conditions remained the same, it
would do no more than constantly repeat the same course of life. [.....] Every
modification which is thus imposed upon the course of the organism's life is
accepted by the conservative organic instincts and stored up for further
repetition. Those instincts are therefore bound to give a deceptive appearance
of being forces tending toward change and progress, whilst in fact they are
merely seeking to reach an ancient goal by paths alike old and new. Moreover it
is possible to specify this final goal of all organic striving. It would be in
contradiction to the conservative nature of the instincts if the goal of life
were a state of things which had never yet been attained. On the contrary, it
must be an old state of things, an
initial state from which the living entity has at one time or other departed
and to which it is striving to return [.....]. If we [accept] that everything
living dies for internal reasons - becomes inorganic once again - then
we shall be compelled to say that 'the aim of all life is death' [.....]. The
attributes of life were at some time evoked in inanimate matter by the action
of a force of whose nature we can form no conception. [.....] The tension which
then arose in what had hitherto been an inanimate substance endeavoured to
cancel itself out. In this way the first
instinct came into being: the instinct to return to the inanimate state. [.....] The hypothesis of self-preservative
instincts, such as we attribute to all living beings stands in marked
opposition to the idea that instinctual life as a whole serves to bring about
death. Seen in this light, the theoretical importance of the instincts of
self-preservation, of self-assertion, and of mastery, greatly diminishes. They
are component instincts whose function it is to assure that the organism shall
follow its own path to death [.....]. We have no longer to reckon with the
organism's puzzling determination [.....] to maintain its own existence in the
face of every obstacle. What we are left with is the fact that the organism
wishes to die only in its own fashion" (Freud, Beyond the
Pleasure Principle, 1920/1955, pp35-39; emphasis added).
In German, Freud called his death instinct the Todestrieb
[= "death drive"], and named it Thanatos,
after mythology's God of Death. This double-naming makes a sometimes subtle
distinction between an instinct as a physiological system and its higher
purpose, a distinction Freud repeated a few pages later when explaining how the
simple low-level mechanisms of the libido could, by acting together, operate on
a higher plane as "the Eros of the poets and philosophers" (ibid.,
p50). The relationship between the two competing drive systems remains complex,
however, especially when the libidinal and the aggressive combine to shape the
confrontational behaviour of ethnic groups. Here is how Freud sees this working
.....
"The evidence of psycho-analysis shows that
almost every intimate emotional relation between two people [.....] contains a
sediment of feelings of aversion and hostility, which only escapes perception
as a result of repression. [.....] The same thing happens when men come
together in larger units. [.....] Closely related races keep one another at
arm's length; the South German cannot endure the North German, the Englishman
casts every kind of aspersion upon the Scot, the Spaniard despises the
Portuguese. We are no longer astonished that greater differences should lead to
an almost insuperable repugnance, such as the Gallic people feel for the
German, the Aryan for the Semite, and the white races for the coloured. [.....]
In the undisguised antipathies and aversions which people feel towards
strangers with whom they have to do we may recognise the expression of
self-love - of narcissism. This self-love works for the preservation of the
individual and behaves as though [any] divergence from his own particular lines
of development [involves] a criticism of them and a demand for their
alteration. We do not know why such sensitiveness should have been directed to
just these details of differentiation [.....]. But when a group is formed the
whole of this intolerance vanishes, temporarily or permanently, within the
group. So long as a group formation persists or so far as it extends,
individuals in the group behave as though they were uniform, tolerate the
peculiarities of its other members, equate themselves with them, and have no
feeling of aversion towards them. Such a limitation of narcissism can,
according to our theoretical views, only be produced by one factor, a libidinal
tie with other people" (Freud, Group
Psychology, 1921/1955, pp101-102).
Aggressiveness also helps shape individual infantile
psychosexual conflicts. Consider .....
"An abundant source of a child's hostility to its
mother is provided by its multifarious sexual wishes, which alter according to
the phase of the libido and which cannot for the most part be satisfied. The
strongest of these frustrations occur at the phallic period, if the mother forbids
pleasurable activity with the genitals - often with severe threats and every
sign of displeasure - activity to which, after all, she herself had introduced
the child. One would think these were reasons enough to account for a girl's
turning away from her mother. One would judge, if so, that the estrangement
follows inevitably from the nature of children's sexuality, from the immoderate
character of their demand for love and the impossibility of fulfilling their
sexual wishes. It might be thought indeed that this first love-relation of the
child's is doomed [for] the very reason that it is the first, for these first
object-cathexes are regularly ambivalent to a high degree. A powerful tendency to aggressiveness is always present beside a
powerful love, and the more passionately a child loves its object the more
sensitive does it become to disappointments and frustrations from that object;
and in the end the love must succumb to the accumulated hostility"
(Freud, New Introductory Lectures,
1933/1964, p157; emphasis added).
Following an influential 1946 paper by Melanie Klein,
the explanatory role of an aggressive drive became more widely accepted [see Kleinian School and the onward
links]. We give the final observation under this heading to Rollo May,
who, taking an Adlerian position on aggression, summarises the human condition
this way .....
"The constructive forms of aggression include
cutting through barriers to initiate a relationship; confronting another
without intent to hurt but with intent to penetrate into his consciousness;
warding off powers that threaten one's integrity; actualising one's own self
and one's own ideas in hostile environments; overcoming the barriers to
healing. Love-making and fighting are very similar neurophysiologically in
human beings. [.....] The negative side of aggression [.....] consists
essentially of contact with another with intent to injure or give pain. [.....]
The truth is that practically everything we do is a mixture of positive and
negative forms of aggression" (May, 1972, pp151-152).
Aggression,
Social Learning Theory and: The
classic study under this heading is that of Bandura, Ross, and Ross (1961 [full text online (courtesy
of York University, Toronto)], which demonstrated how readily young children
copy aggressive behaviours observed in older, same-sex, social
"models". Historically speaking, this piece of scientific research
coincided with a general societal move during the 1960s towards what quickly
became famous as "the permissive society", that is to say, a society
in which the authoritarianism of the Victorian age was replaced by a more
easy-going approach to sexual mores, a growing intolerance of human rights abuses,
and a more enlightened approach to criminality and antisocial behaviour. This
was the era which saw the last official hangings in Britain (1964 in England,
1963 in Scotland, and 1958 in Wales) and the emergence of the "flower
power" movement, and came complete with a growing suspicion that violent
behaviour in the previously non-violent could be acquired by imitation and bad
example. This latter concern led to both the "smacking debate" and
the "media violence" debate. The reformers in the smacking debate
pointed out that smacking was physical abuse under another name, trying to
achieve a veneer of respectability by claiming a role in good discipline, and
the reformers in the media violence debate lamented the glorification and
financial exploitation of violence as well as the potential for
"copy-catting". In one attempt to quantify the risk of copy-cat
aggression, Dunand, Berkowitz, and Leyens (1984) controlled how much
encouragement subjects were given by a non-naive co-participant [that is to
say, a confederate of the experimenter], whose task it was to engineer either a
"passive" or "active" quality to the design conditions. In
the "passive audience" condition, the confederate sat with each
participant but did not react to the material being screened (a six-minute
boxing scene from the 1954 movie The
Champion). In the "active audience" condition, however, the
confederate actively volunteered encouraging comments such as "get
up", "come on", and "good hit", and generally acted
non-verbally in a highly engaged ringside manner. Dunand et al's data indicated
that the active audience condition brought about increased aggressive behaviour
on the part of the subject, but they saw this as a compounding of several
different processes, thus .....
"Most of the theorists in this area are generally
agreed that the violence depicted on the screen can lower the viewers'
inhibitions against aggression [citations]. This could come about either
through showing the observers that aggression can have beneficial consequences
or by indicating that aggression is permissible on occasion. In addition, as
Berkowitz (1974) has emphasised, the portrayed aggression might also stimulate
aggression-facilitating ideas and expressive motor reactions in the audience,
much as erotic films [do for] sexual behaviour [citation]" (Dunand,
Berkowitz, and Leyens, 1984, p74).
Wood, Wong, and Chachere (1991) conducted a 23-report
meta-analysis, and suggested that many studies fail to expose subjects to the
manipulated experience for long enough to develop the full response. This was a
serious design weakness, in their opinion, given their strong suspicion that
the facilitation effect might be cumulative, thus .....
"Exposure to media violence may have a small to
moderate impact on a single behaviour, but cumulated across multiple exposures
and multiple social interactions the impact may be substantial. The research
used in our review typically exposed participants to only one or a few episodes
of media violence. The cumulative impact
across a lifetime of media exposure might plausibly be greater. This is
particularly a concern if media effects assume some nonlinear pattern that
would be inadequately captured by the one-shot exposure studies [reviewed].
Aggregation across aggressive acts may reveal substantial media impact"
(Wood, Wong, and Chachere, 1991, p378; emphasis added).
For her part, Newson (1994) was motivated by case, James
Bulger, in which two ostensibly normal older children (both aged ten
years) abducted a two-year-old from a shopping mall, took him to a deserted
place, and murdered him. This was an event which shocked Britain to its
middle-class core (those nearer to the streets are harder to surprise), due to
the child-on-child aspect of the case. Here is how she closes in on the
critical concerns .....
"So here is a crime that we could all wish had
been perpetrated by 'evil freaks'; but already the most cursory reading of news
since then suggests that it is not a 'one-off'. Shortly after this trial,
children of similar age in Paris were reported to have set upon a tramp,
encouraged by another tramp, kicked him, and thrown him down a well. In England
an adolescent girl was tortured by her 'friends' over days, using direct
quotations from a horror video (Child's Play 3) as part of her torment,
and eventually set on fire and thus killed" (Newson, 1994, pp272-273).
Newson concluded that such factors as physical abuse,
emotional neglect, and family breakdown all have some part to play in creating
a murderous innocent, but stresses that many children thus traumatised do NOT
display copy-cat aggression. Given also that Bulger's killers seemed to come
from "happy and nurturant homes" (p273), she sees access to video
violence as the critical factor. What we are dealing with, therefore, is a
social phenomenon which more or less defies science to analyse it successfully,
or track down its causes objectively. Griffiths (1997) was certainly
unimpressed with the coordination and quality of the accumulated research
effort going back 40 years. There were some serious confounds in observational
studies of the effects of video games on aggressive behaviour. For example,
even the highest empirically derived correlation coefficients may be the result
of "backward causation", that is to say, the preferential exposure to
aggressive material by individuals already possessing aggressive states or
traits. In Griffiths' opinion, there were also too many experimental studies
which were constrained to measure only fantasy
aggression, which, if interpreted theoretically as catharsis, might actually reduce
any tendency towards substantive
aggression rather than increase it. The peddlers of the material peddle on,
meanwhile, relatively unabashed, as this concluding snippet indicates .....
"A new Sony PlayStation game, which shows a young
girl being kidnapped and tortured, led to Franco Frattini, the [European Union]
Justice Commissioner, calling yesterday for urgent action to limit the
availability of 'obscene' material to young people. He has summoned a meeting
of the EU Home Affairs ministers next month because of his revulsion after
watching Rule of Rose. The game is to be released in Britain on November
24, [and] puts the player in the shoes of a teenage girl who is repeatedly
beaten and humiliated as she tries to break out of an orphanage. She is bound,
gagged, doused with liquids, buried alive, and thrown into the 'filth room'.
[.....] Mr Frattini suggested that voluntary ratings were no longer enough to
stop obscene games falling into younger hands" (The Times, 17th November 2006).
Aggression, True Forgiveness
and: Of practical as well as academic
importance is the question whether long-held politico-religious hatreds can
ever be satisfactorily resolved. For our own part, we are not overly optimistic
on this issue, for there are simply too many priests and pressure groups
involved and too little understanding on the part of the general population of
how they have been controlled. Nevertheless, there are occasional successes, as
this heart-warming story from the Irish problem indicates .....
"Jackie McMullan, who joined the IRA at the age
of 13, was given a life sentence for an attack on a military billet. Behind
bars he became a republican legend, surviving 48 days of the hunger strike that
killed 10 of his colleagues. He served 16 years in prison. Alan McBride is a
Belfast protestant whose life was devastated when an IRA bomb killed his wife,
Sharon, at a Shankill Road fish shop in 1973. [.....] But together, Mr McMullan
and Mr McBride are engaged in an extraordinary venture where ordinary
people - extraordinary people - rather than politicians are taking the lead.
Their aim? Reconciliation. Their means? Talk, and specifically talk about the
past, with the aim of creating a better future" (The Independent, 29th November 2006).
Agoraphobia: This is one of the
thirteen DSM-IV
disorder groups under the category header of anxiety disorders. It is characterised by "anxiety about
being in places or situations from which escape might be difficult"
(DSM-IV-TR, 2000, p432).
Ainsworth, Mary D.S.: [American-Canadian
developmental psychologist (1913-1999).] [Click for external
biography] Ainsworth is noteworthy in the context of the present glossary
for her work on attachment.
Akt: [German = "1.
life model, nude (model); 2. act, action, deed; 3. act (of a play)"
(C.G.D.).] See now act versus content debate.
Albert Ellis Foundation: [Click to see corporate
mission statement] This is the charitable foundation established in 2006 to
promote the work of psychotherapist Albert Ellis
and his REBT method.
Albertus Magnus: [German
clergyman-scholar-alchemist (1193?-1280).] [Click for external
biography] Albertus is noteworthy
in the context of the present glossary for his work on the android named
Android [for more on which see the
entry for Materialism
and underlying mechanism].
ALC: See academic locus of control.
Alcmeon: [<Αλκμαιον>]
[Greek philosopher (floruit ca.
480BCE).] [See firstly transduction
in the
G.2 pump-priming definitions.] This from the S.E.P. .....
"Alcmaeon of Croton was an early
Greek medical writer and philosopher-scientist. His exact date, his
relationship to other early Greek philosopher-scientists, and whether he was
primarily a medical writer/physician or a typical Presocratic cosmologist, are
all matters of controversy. He is likely to have written his book sometime
between 500 and 450 BC. The surviving fragments and testimonia focus primarily
on issues of psychology and epistemology
and reveal Alcmaeon to be a thinker of considerable originality. He was the first
to identify the brain as the seat of understanding and to distinguish
understanding from perception. Alcmaeon thought that the sensory organs were
connected to the brain by channels (poroi) and may have discovered the poroi
connecting the eyes to the brain (i.e. the optic nerve) by excising the eyeball
of an animal, although it is doubtful that he used dissection as a standard
method. He was the first to develop an argument for the immortality of the soul" [see the full biography].
Original copies of Alcmaeon's
works have not survived the ages, and are known only by references made to them
in Aristotle's Metaphysics and
Theophrastus' On the Senses.
Aletheia: [<αληθεiα>
Greek = "disclosure, unconcealment", hence "truth".] See consciousness, Heidegger's theory of.
Alexithymia: [From the Greek a-
= "(generic) lost, absent" + lexis = "word" + thymos = "emotional intensity".]
"Alexithymia is a disorder characterized by cognitive-emotional deficits including:
problems identifying, describing, and working with one's own feelings, often
marked by a lack of understanding of the feelings of others; confusion of
physical sensations often associated with emotions with those emotions; few
dreams or fantasies due to restricted imagination; and concrete, realistic,
logical thinking, often to the exclusion of emotional responses to
problems." (Wikipedia). The term
was first constructed by Sifneos (1972) to describe a curious clinical pattern
in which patients were relatively impaired at articulating, and perhaps
therefore at experiencing and/or coping with, emotions. As Muller (2000/2006 online) puts it,
the patient simply "has no story to tell"! [Compare affect, flattened.] Parker, Taylor, and
Bagby (1998) have addressed the theoretically fundamental question whether
alexithymia results from a deficit in the cognitive processing of emotions (the
original justification for the term, remember) or a defensive coping style.
They administered the TAS
and the DSQ
to a sample of 287 non-clinical adults and then factor analysed the data
obtained. Results indicated that TAS correlated strongly with an immature defense
style.
BREAKING RESEARCH: More recently,
Wearden, Cook, and Vaughan-Jones (2003) and Picardi, Toni, and Caroppo (2005)
have linked alexithymia to insecure adult attachment,
blaming it on the quality of "primary caregiving" during development,
and Mazzeo and Espelage (2002) have suggested that alexithymia serves the
"mediating role" in a three-stage causal line between early experience and eating disorders later in life.
Alien Abduction:
"Don't be
afraid, Orfeo, we are friends" ("Neptune").
[See
firstly hysteria, epidemic.] Stories of alien abduction are one of the
several major types of "epidemic hysteria" named in Showalter (1997).
Taken literally, the notion of an "alien abduction" asserts (a) the
existence on or near Earth of intelligent life forms from other planets, (b) a
"close encounter" of the third kind [i.e., seeing an alien
"in person"], and (c) an incident of involuntary human abduction by
said life forms [i.e., a close encounter of the fourth kind]. Whether or
not you accept reports of alien abductions as factually true then depends
largely on whether or not you believe in other metaphysical phenomena, such as
Valhalla (or any of the other paradise myths), Hades (or any of the other hell
myths), astromancy [= astrological fortune-telling], cheiromancy [= palmistry],
teleradiesthesia [=dowsing], and, a
fortiori, flying saucers. In the remainder of this entry we will be
referring to those who take alien abductions at face value as
"believers" and to those who do not as "sceptics". But
firstly some important scene-setting, because historically speaking there seem
to be three identifiable eras in human belief in the extraterrestriality of
life.
Period #1: To start with we have notions such as God in the heavens, stars in the
east, "the Happy Hunting Ground", and so on. These notions have been
around (mutatis mutandis) without
break from the beginning of recorded time, are seen in many of the planet's
extant belief systems, and reflect systems of "truths" which you are
asked to accept WITHOUT OBJECTIVE EVIDENCE.
TEST YOURSELF NOW: Which of the
following unproven truths do YOU believe in?
everlasting
life for the righteous; the tooth fairy; everlasting damnation for the sinful;
Heaven as a place; literal out-of-body experiences; the spirit world; telepathy
Period #2: Then we have the birth of the science fiction genre, corresponding
approximately with the Industrial Revolution. The driving force here seems to
have been the demand for popular periodicals, which - like their modern
equivalents - liked to mix news and current affairs with one-off and serialised
fiction. Having been introduced to the idea of space flight by Cyrano de
Bergerac's "Voyage to the Moon" (1657), and to the idea of alien life
forms by Swift's "Gulliver's Travels" (1726), it was an easy step for
these works to drift off in the direction of the fantastic [see at this
juncture the entry for Munchausen, Baron Hieronymus, who in later life
earned his living by "spicing up" reality in precisely this way].
When it comes specifically to "invasion literature" [see Wikipedia on this],
we have G.T. Chesney's "The Battle of Dorking" (1871) [image]
and, more famously, H.G. Wells' "War of the Worlds" (1898) [image]. The
early years of the 20th century brought us science fiction silent movies such
as "A Trip to the Moon" (1902), the 1920s brought us the prolific
"Doc" Smith [more
about him], and the arrival of the "talkies" brought us
"Flash Gordon" (1938). The point about Period #2 is that this
material WAS NOT TAKEN LITERALLY - it was read/viewed as fiction, and
had only such reality as the process of "willing suspension of
disbelief" allows of all drama.
TEST YOURSELF NOW: Think of a
movie/play you have enjoyed seeing, and then ask yourself why you liked it so
much. Is it because the quality of the staging made you feel there in
some real-but-unreal sense? Was it that you were able to share the actors'
experiences and emotions?
Period #3: Remembering that Kraepelin once defined paranoid ideation as allowing one's
judgments to resist "correction by experience", we come now to the
modern age, where entire systems of truths are accepted, DESPITE OBJECTIVE
EVIDENCE TO THE CONTRARY [we take the Flat Earth Society - see the history - as
class-defining in this respect]. One pivotal event seems to have been Orson
Welles' 1938 radio dramatisation of "The War of the Worlds", which was
so convincingly radiostaged that it sent large sections of America to their
cellars [fuller story].
This human gullibility at the hands of the broadcast media was then ruthlessly
exploited by the military, who soon discovered that top-secret weapons research
could be cloaked in deliberately leaked cover
stories. Under this heading we have the Roswell Incident [read the story; see
the alien] and the mysterious "Area 51" [read the story]. More recently,
the genre has been just as cynically exploited by the entertainment industry in
such TV series as "The X-Files" (Fox TV, 1993-2002) and "Buffy,
the Vampire Slayer" (Mutant Enemy Productions, 1997-2003).
TEST YOURSELF NOW: Do you personally
believe in .....
UFOs
and spacemen; werewolves and vampires; angels and demons; man-made monsters
It follows that we are exposed as modern humans to three simultaneous
streams of non-objective reporting - firstly that emanating from our religious,
political, and cultural institutions, secondly that which we understand as
fictional, but which often tangentially reinforces our general presumptions of
right and wrong .....
ASIDE: History tends to be written up from a position of power and influence,
and history books - fictional as well as factual - therefore tend to toe
various "party lines", rendering themselves ethno-preferential and
biased in the process [see, for example, Porterfield and Keoke's
thought-provoking website on how to recognise "subtle racism" in the
literature concerning the American Indians - click
here to be transferred]. For the lessons of history to acquire enough
scientific status to be taken seriously, therefore, we need to see a lot more
"warts and all" truth-telling and deliberately decentered
interpretation.
.....
and thirdly that which seeks to profit in some fairly direct way from our
gullibility. All in all, few of our fellow citizens can be relied upon to know
the truth of a given issue, and, of those who do, most will have some vested
interest in, or legal or honour code commitment to, keeping that truth to
themselves. It is to its credit,
therefore, that scientific psychology addresses cases of "alien
abduction" by ignoring the aliens, and by presuming from the outset that
each reported "abduction" is either (a) a conscious invention (for
reward or otherwise), or else (b) lies somewhere on a continuum between
innocent cognitive malfunction at one extreme and out-and-out mental disorder
at the other? Indeed, no less a figure than (an ageing) Carl Jung attempted to
find a psychodynamic explanation for the UFO phenomenon (Jung, 1959), opening
with the following caustic observation .....
"In
1954 I gave an interview to the Swiss weekly, Die Weltwoche, in which I expressed myself in a sceptical way,
though I spoke with due respect of the serious opinion of a relatively large
number of air specialists who believe in the reality of [UFOs]. In 1958 this interview
was suddenly discovered by the world press and the 'news' spread like wildfire
[.....] but - alas - in distorted form. I issued a statement to the United
Press and gave a true version of my opinion, but this time the wire went dead
[.....]. The moral of this story is rather interesting [..... namely] that news
affirming the existence of Ufos is welcome, but that scepticism seems to be
undesirable. [.....] This remarkable fact in itself surely merits the
psychologist's interest. Why should it be more desirable for saucers to
exist than not?" (Jung, 1959, ix-x; emphasis added).
TEST YOURSELF NOW: Do you believe in
UFOs? If yes, why? What weakness in your personality does that belief give
voice to? If no, same question.
Having
been interested in the psychodynamic symbolism of belief systems all his life,
Jung regarded the UFO phenomenon as "a golden opportunity to see how a
legend is formed" (p14), and proceeded to analyse a number of dreams for
their imagery and artworks for their iconography. The main point which emerged
from this analysis was that there was an intriguing commonality between
UFO-related symbolism and that used historically in the great dynastic
religions, in the classical myths, and in alchemy. Here is one indicative
remark out of many, concerning the painting "The Fire Sower" (Jakoby)
.....
"In
this picture the Ufo is replaced by the traditional eye of God, gazing from
heaven. These symbolic ideas are archetypal images that are not derived from
recent Ufo sightings but always existed. There are historical reports of the
same kind from earlier decades and centuries. Thirty years ago, before Flying
Saucers were heard of, I myself came across very similar dream-visions [.....
including] the rising of a sun-like object which in the course of the visions
developed into a mandala [check
this term out]" (Jung, 1959,
pp107-108).
Jung
then reviewed in some detail the story of a "contactee" named Orfeo
M. Angelucci .....
for the supporting detail, see case,
Orfeo M. Angelucci
and
suggested a mandala-role for all glowing saucer and disc images. As to
the deeper motivation, he concludes as follows .....
"From
the dream examples and the pictures it is evident that the unconscious, in
order to portray its contents, makes use of certain fantasy elements which can
be compared with the Ufo phenomenon. [.....] The dreams as well as the
paintings, when subjected to careful scrutiny, yield a meaningful content which
could be described as an epiphany [i.e., a divine appearance]. [..... Indeed] a
central archetype constantly appears, which I have called the archetype of the self.
[.....] The masculine-feminine antithesis appears in the long and round
objects: cigar-form and circle. These may be sexual
symbols" (Jung, 1959, pp137-138; emphasis
added).
So
what matters most to the human psyche is sun and sex - the two greatest worship
symbols ever. More recently, but very much in the same vein, Showalter (1997)
has devoted an entire chapter to the topic of alien abduction, seeing it as an
instance of a "hystory" - a word she coined by combining the words
"hysteria" and "history". She, too, notes the psychosexual
angle .....
"Most
abductees are female; most aliens are male. [.....] Abduction scenarios closely
resemble women's pornography. [.....] 'He's making me feel things,' one young
woman reported. 'He's making me feel things in my body that I don't feel. He's
making me feel feelings, sexual feelings ..... I wouldn't feel them. He's
making me feel them.' These desires for touch, gazing, penetration have to come
from very very far away, even outer space" (Showalter, 1997, p195).
Showalter,
however, is primarily a professor of English, and her chapter on alien
abduction offers not a single peer-reviewed journal paper as evidence [this is
a caution not a criticism, because as a critical analyst one of Showalter's
points is how far the genre can go with so little to go on]. More convincing,
therefore, are the more modern neurophysiological
artefact and cognitive deficit explanations.
Take "sleep paralysis", for example [see Wikipedia on this].
This term refers to a not-at-all-abnormal loss of voluntary muscle control in
the twilight states of consciousness which precede [= "hypnogogic"]
or follow [= "hypnopompic"] full sleep.
TEST YOURSELF NOW: The symptoms of
sleep paralysis are that your voluntary muscle control system has dropped off
to sleep before your consciousness has, thus separating your body from your
will. Your body is now just a dead weight, and can sometimes feel as if
something, or someone, is trying to suffocate you or take you off on passive
adventures.
The
sleep paralysis phenomenon seems to be a natural part of falling asleep, but,
being physiologically mediated, is naturally subject to individual differences
in time of onset and duration, meaning that it can develop to fascinating
and/or clinically troublesome levels in some of us. The curious effects of
sleep paralysis can be seen, for example, in the personal experiences of Jean-Christophe
Terrillon and Kristof's (1999/2007
online) paper, "Alien Abduction? Science Calls it Sleep
Paralysis". The Kristof paper concerned the work of Kazuhiko Fukuda at
Fukushima University, Japan [homepage]. Fukuda's
research into sleep paralysis indicates that the condition, once thought
extremely rare, can in fact afflict a substantial minority of us. Research has
also been conducted at the University of Waterloo, Canada, by J. Allan Cheyne [homepage], using the Waterloo
Sleep Experiences Scale. Cheyne, Newby-Clark, and Rueffer (1999) report, for
example, that "almost 30%" of one sample of university students had
had "at least one" experience of sleep paralysis.
TEST YOURSELF NOW: Have you ever personally
seen a space alien? Did it look like this? see
the alien
A
related hallucination has been studied by the US Air Force Academy's Frederick
V. Malmstrom. After a thorough review of what is known about human visual
perception, Malmstrom makes a good case that the received alien face [see
the alien] reflects the operation of an underlying, and
not-at-all-abnormal, perceptual "prototype", a roughly stylised facial "template" distilled from the
many actual faces seen peering into our cot in our first few weeks of life, and
serving in later life to pre-organise visual input in readiness for the more
complicated processes of pattern recognition.
ASIDE: In the context our own sketch-map of the stages of cognition (Smith,
1993/2002 online),
prototypes would be a rudimentary form of "perceptual knowledge",
operating at the late stages of "cognition (1)" (Figure 2, lower
left).
To
test his hypothesis, Malmstrom reverse engineered an image of a woman's face so
as to match what a newborn's eyes might be expected to pick up. Here is the
gist of his argument .....
"The
descriptions of alien faces historically reported by UFO abductees are almost
boringly uniform. Long before 'close encounters' became a catchword in the
ufologist's vocabulary, self-proclaimed UFO abductees described their abductors
as bulbous-headed humanoids equipped with oversized, wraparound eyes, vertical
double-slit nostrils, and [.....] little or no evidence of a mouth. [.....
there follows a brief review of human facial perception .....] Obviously, one
of the first and most frequent things a baby sees and commits to memory is its
mother's face. In Figure 6 of this article I have transformed the young female
face of Figure 5 into the kind of face that may be presumed to be seen by the
newborn. The transformed face is shown at the intimately close distance that we
might expect an infant to see. The reader is invited to compare the
'neonatally' perceived face to a 'typical' alien face [.....]. I believe this
demonstrates that there is an innate template face that approximates the
typically reported face of an UFO alien" (Malmstrom, 2003/2007
online). [Click the online citation to see the two figures in question, and
click
here to see the more informal Washington Post article on the same
piece of research, under the provocative title "Your Mama Looks Like
E.T.". Note the clear and refreshing application of Occam's
razor in this study.]
TEST YOURSELF NOW: Try looking at your reflection through a small sheet of
polythene film, standing as close to the mirror as a mother does to a baby. Now
read the description of alien face in the quotation below!
Allison Manifesto, the: See multiple
personality disorder and dissociative identity disorder contrasted.
Allocaust: This term (of our
own devising) deliberately conflates the rather obscure English allo- prefix [itself from the Greek allos = "other, different"]
with the word "Holocaust", and is used generically in this Glossary
to refer to the genocides and pogroms of history other than that which was
perpetrated by the Nazis upon the Jews. We do this lest these other affronts to
civilisation be forgotten or otherwise denied proper memento. [For an example
of the utility of the term, see the entry for survivor
syndrome. The term "alsocaust" lacks a formal prefix, but is
perhaps just as useful in practice.]
Alsocaust: See allocaust.
Alter Personalities: See multiple
personality disorder.
Altered States of
Consciousness (ASC): See consciousness, altered states of.
Altruism: This is one of the
defense
mechanisms postulated by psychoanalytic
theory, and recognised by the DSM-IV
as belonging to the "high adaptive" defense
level. Altruistic individuals deal with their own stressors "by
dedication to meeting the needs of others" (DSM-IV-TR, 2000, p811).
Amygdala: See Section 2.1 in
the e-resource "The
Limbic System, Motivation, and Drive".
Anaclitic: [From the Greek ana-
= "(generic) up, upon" + klinein
= "to lean".] As used in erudite English, the word
"anaclitic" means, literally or figuratively, "leaning on"
or "reclining". It was then imported into cognitive science both as a
synonym for dependence in interpersonal relationships, and as a descriptor of
overdependent personalities.
Analytic Judgment: See judgement,
analytic.
Anaxagoras: [<Αναξαγορας>]
[Greek Pre-Socratic philosopher (floruit
ca. 450 BCE).] [Click for
external biography] [See firstly noemics,
noesis, etc. in the
G.2 pump-priming definitions.] Anaxagoras was born around 500 BCE in Clazomenae
in what is today Turkey. His relevance as a mental philosopher comes from his
essentially atomist view of the
natural world as being constructed from "a plurality of independent
elements which he called 'seeds'", and which he saw as "the ultimate
elements of combination" and as "indivisible, imperishable primordia
of infinite number".
Ancient Mariner, the: This is the
eponymous main character in Samuel Taylor Coleridge's epic poem "The Rime
of the Ancient Mariner" (Coleridge, 1797) [full
text (courtesy of the University of Virginia)]. It is relevant in the
present context as a fine example of the sort of compulsions which go with survivor
syndrome. [Compare Aneurin and
David Jones.]
Aneurin: [Welsh bard (floruit ca. 600).] [Click for external biography]
Aneurin was the author of "Y Gododdin" [anglicised as "the
Wotadini" (the name of the Celtic tribe concerned)], a first-hand account
[it being the task of the Celtic court bards to witness and render as poetry
the heroic deeds of their kings] of the defeat of a small Welsh army by the
Saxons at a place called Cattraeth, from which few survived. Aneurin is
relevant in the present context as a fine example of the sort of compulsions
which go with survivor
syndrome. [Compare Ancient Mariner
and David Jones.]
Anger: [See firstly affect.] In everyday language,
"anger" is "an emotional
state that may range in intensity from mild irritation to intense fury and
rage" (Webster's Medical). In psychology, the same basic definition is
maintained, but with added overtones of an imbalance, temporary or permanent,
between an innate vertebrate predisposition to violent emotionality and the
more reality-driven intellectual processes by which that emotionality needs
normally to be modulated. Anger is an important clinical sign in the differential diagnosis of mental health
problems under the DSM-IV and ICD-10 classificatory systems, being
seen as temper tantrums in autistic spectrum disorders, as
aggression in oppositional
defiant disorder, and as anger outbursts (diagnostic criterion #2) in posttraumatic
stress disorder. In addition, feelings of anger can be particularly
"intense" in borderline
personality disorder (DSM-IV-TR, 2000). It is hardly surprising, therefore,
that there is considerable cathartic benefit to be had during psychotherapy if
the patient's anger can be redirected onto the therapist as the result of transference.
[See now hatred.]
Anhedonia: [From
the Greek a- = "(generic) lost, absent" + hedone = "pleasure".] [See firstly differential
diagnosis, psychiatric.] Anhedonia is
a state of apparent disinterest in and lack of responsiveness towards
pleasurable events and situations. It is thus an important sign in the
differential diagnosis of psychiatric disorders, being present in the
depressive phase of all the depressive disorders and some of the
psychoses That said, anhedonia presents as much of a challenge to philosophers
of mind as it does to mental health clinicians. This is because the interaction
of the intellectual and emotional aspects of our selves has never been properly
understood [see, for example, soul,
tripartite]. We submit, indeed, that it is at the point of functional
interaction between the intellectual and emotional selves (wherever that turns
out to be) that many of the mysteries of phenomenal
experience will turn out to be situated.
Animal Magnetism: See Mesmerism.
Animated Models of Cognition: The gestalt law of
common
fate describes one of the basic features of the biological visual system,
namely that the visual form of many external objects only becomes phenomenally
apparent after it starts to move relative to its background [see animation
of this point]. Much the same effect may be seen at work in the sort of
diagrams which have characterised engineering treatises since the days of Ctesibius,
Philon
of Byzantium, and Heron
of Alexandria. Put simply, the movement which so characterises a
three-dimensional moving mechanism is difficult to draw in two-dimensional
textbook form, and doubly so if the intended audience is unfamiliar with the
conventions used. The problem is even worse when considering mechanisms where
the movement is invisible to the naked eye. Electrical and hydraulic systems
are good examples of this category of mechanism. With an electrical circuit,
for example, you can see the wires and the components linked by the wires, but
you have to be specially trained to interpret the all-important inner flow of
electrons. Likewise with plumbing systems, where you can see the pipes but need
special equipment to see what is going on inside them.
ASIDE: We mention this
because conventional explanatory diagrams of the mind are themselves just such dataflow
diagrams, and suffer precisely the aforementioned problems. For our own
part, we suspect that the mysteries of the mind will eventually turn out to be
less complex than a typical automobile fuel injection/automatic choke system [check
one out], but to solve those mysteries we have to devise a better set of
rules for diagramming things mental. [For advice on the construction of
cognitive flow diagrams to the best of today's conventions, see our e-tutorial
on "How
to Draw Cognitive Diagrams".]
The idea of
animating a proposed explanation of the mind is not entirely new, being seen in
skeletal form in the Leibniz
mill and Condillac's
statue thought experiments (both from the first half of the 18th century).
However, with the advent in the mid-1990s of low-cost animation and
presentation software, it became possible to introduce animations into even the
simplest on-screen document [viz. the
common fate demonstration above], although attempts to animate formal cognitive
models remain quite rare, despite their potential appeal as teaching aids. We
ourselves animated Baddeley and Hitch's Working Memory Model of Memory in 1999
for teaching purposes, and we see the same approach in the following snippet
from Newton (2001) .....
"I will describe
an artificial slow-motion or frame-by-frame version of what I have in mind (the
process would in fact be a dynamic one, not neatly divisible into distinct
stages). Imagine ....." (Newton, 2001, p56).
Animism: [See firstly anthropomorphism.] Animism is "the attribution of a living soul to inanimate objects
and natural phenomena" (O.E.D.). The term was popularised by the
anthropologist E.B. Tyler following detailed study of primitive religions
(Tyler, 1863), but has been frequently revisited thanks to humankind's liking
for anthropomorphic explanation. Piaget (1926/1973) devotes an
entire chapter to the developmental aspects of animism, seeing it as an
entirely "spontaneous" (p236) property of immature cognition. Young
children "simply talk about things in the terms used for human beings,
thus endowing them with will, desire, and conscious activity" (p239). In
fact, he identified two distinct developmental periods, as follows .....
"..... we noted two periods in the spontaneous animism of children.
The first, lasting until the ages of four to five, is characterised by an
animism which is both integral and implicit; anything may be endowed with both
purpose and conscious activity [..... but] this animism sets no problem to the
child. It is taken for granted. After the ages of four to six, however,
questions are asked on the subject, showing that this implicit animism is about
to disappear" (p242).
Dennett
(1996) places the likely emergence of the phenomenon quite late in human
phylogenetic development, specifically "with the evolution in our species
of language and the varieties of reflectiveness that language permits" (p44) [see, on this, the entry on "Popperian"
creatures]. Once we had acquired reflectiveness, Dennett argues, "we
began to ask ourselves not only whether the tiger wanted to eat us [.....] but
why the rivers wanted to reach the seas, and what the clouds wanted from us in
return for the rain we asked of them" (Dennett, 1996, p44).
Anion: A
negatively charged ion.
Anna
O: See case,
Anna O.
Annahme: [German = "acceptance",
"assumption"; plural = Annahmen; from the infinitive verb annehmen.]
This is the word chosen by Meinong to describe a form
of cognition intermediate between a representation and a judgment.
It was subsequently rendered into English as "assumption",
q.v.
Annehmen: [German = basically "to accept",
hence, amongst other derivations, "assume (character, appearance,
attitude, form)" (C.G.D.)] Annehmen is the infinitive verb root of the
abstract noun Annahme, q.v.
Anorexia Nervosa: This is one of the two DSM-IV
disorder groups under the category header of eating
disorders. The essential features of the condition are "that the
individual refuses to maintain a minimally normal body weight, is intensely
afraid of gaining weight, and exhibits a significant disturbance in the
perception of the shape or size of his or her body" (DSM-IV-TR, 2000,
p583). [See next body image and dieting.] WAS THIS A SENSITIVE TOPIC FOR YOU?:
If for any reason you have been emotionally affected by any of the issues dealt
with in this entry, you will find suitable helpline details in the entry for eating
disorders.
ANS: See autonomic nervous system.
Anschauen: [German = "look at, view, regard,
contemplate" (C.G.D.).] Anschauen is the infinitive verb root of
the abstract noun Anschauung, q.v.
Anschauung:
[German = "visual
perception [] way of looking at or seeing, idea, conception" (C.G.D.);
plural = Anschauungen.] This is the word chosen by both Kant and Hegel
to express the most immediate and uncluttered [our term] form of perception,
namely "intuition". [See now consciousness, Hegel's
theory of and consciousness, Kant's theory of.]
An-sich-sein: [Artificial German
= "Being-in-itself".] [See firstly present-at-hand vs ready-at hand.] This is Heidegger's (1927, p106)
term for the quality of entities "present-at-hand", but not "lit
up" (p114). Heidegger introduces the term in his consideration of
"the worldhood of the world" (III.15), and seems to be referring to
the fact that the world is "always 'there'" (p114), as something
"previously discovered" (ibid.),
but that it is necessarily not always engaged with "thematically" (ibid.), remaining then
"inconspicuous" and "unobtrusive".
RESEARCH ISSUE: Non-philosophers
should carefully note Heidegger's notion of An-sich-sein,
because it is another of those areas where cognitive science sorely needs to
know more about the underlying neurochemistry. The problem is ultimately that
of the relative nature and status of our long-term
memory and short-term memory
resources. This issue is discussed in detail in the companion Memory Glossary
(see especially the opening paragraphs); simply read "always there"
or "previously discovered" for LTM, and "lit up" for STM,
and then consider all the in-between states described by Heidegger.®
Anterior Cingulate Gyrus: See this entry in
the companion Neuropsychology
Glossary, then see herein under functional
connectivity and dissociation.
Anthropomorphism: Anthropomorphism (literally, man-form-ism) is an assertion of human characteristics in inanimate objects or subhuman species. Thus if you talk deeply and meaningfully to your canary or swear at your car when it fails to start, then you are elevating those objects to humanlike status, as indeed you are if you conceive of animals as feeling human emotions such as love, regret, compassion, etc. The psychological roots of anthropomorphism lie ultimately in the mind's apparent inability to produce accurate mental models of the world and the things/players within it, that is to say, in its inability to discriminate between high animate, low animate, and inanimate externals. [See now