The Cranial Nerves and the Brainstem
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This material was written and published in Wales by Derek J. Smith (Chartered Engineer). It forms part of a multifile e-learning resource, and subject only to acknowledging Derek J. Smith's rights under international copyright law to be identified as author may be freely downloaded and printed off in single complete copies solely for the purposes of private study and/or review. Commercial exploitation rights are reserved. The remote hyperlinks have been selected for the academic appropriacy of their contents; they were free of offensive and litigious content when selected, and will be periodically checked to have remained so. Copyright © 2003, Derek J. Smith (Chartered Engineer).First published [v1.0] online 12:35 GMT 31st January 2003
An earlier version of this material was contained in Smith (1997).
It is repeated here as a succession of extracts, supported with hyperlinks.
Introduction
The brainstem is a group name for the midbrain and the hindbrain combined, and the hindbrain, in turn, is a group name for the cerebellum, the medulla, and the pons. In general anatomical terms, the brainstem is a direct upwards continuation of the spinal cord. That is to say, the spinal cord automatically becomes the brainstem as it passes through the foramen magnum into the cavity of the skull. In so doing, it retains the basic dorsal-sensory-ascending, ventral-motor-descending, grey-cored, white-sheathed structure of the spinal cord. However, that basic structure is now complicated by the appearance of numerous additional nuclei, by frequent tract divisions and decussations, and by the need to communicate with the cerebellum, which is attached to the brainstem at the level of the pons. Because of these complications, cross-sectional views of the brainstem or its component structures need careful interpretation.
Key Concept - Decussation: The crossing over of nerve fibres from left to right and vice versa. This occurs in most sensory and motor systems and supports what is known as the "contralateral" (ie. opposite-sided) organisation of these systems. In the pyramidal tract, decussation takes place in the medulla just below the structures called the pyramids. The decussation of the pyramids is visible to the naked eye as a series of criss-crosses toward the midline of the ventral surface. Between 70% and 90% of descending fibres decussate in this fashion. Decussation is most clearly evidenced when damage to one cerebral hemisphere causes paralysis of the limbs on the other side.
In cross-section, the central area of the brainstem, ventral to the neural canal, is known as the tegmentum. This is the brainstem's equivalent of the grey matter core of the spinal cord. The tegmentum includes among its structures the brainstem reticular formation. This is an elongated and distributed fibre-nucleus network, which stretches from midbrain to medulla, and is implicated in maintaining the arousal of brain structures at a higher level. It keeps the underlying electrical tone of the brain within acceptable limits. It does this by receiving collaterals (ie. side-branches) from the ascending sensory tracts. These collaterals enable it to "listen in" to ascending neural traffic. When the cerebral cortex is insufficiently aroused to process these ascending signals effectively, the reticular formation generates additional excitatory signals to "wake it up".
Many of our reflexes, especially the critical life support reflexes, are controlled by nuclei within the brainstem. The midbrain contains the cranial nerve nuclei for CN.III and CN.IV (see below). These are the eye movement nerves, and so the midbrain is a good place from which to control such reflexes as the pupillary reflex and the reflex shift of eye position which takes place whenever the head is rotated. The pons (CN.V-VIII) controls higher respiratory reflexes, and the medulla (CN.IX-XII) lower respiratory and other vital reflexes. The main surface features of the brainstem are shown from the ventral aspect in [picture], and the main internal features in [picture].
Cranial Nerves
There are 12 left-right pairs of cranial nerves (CN). Each CN arises from a distinct grey matter nucleus buried within the white matter of the brainstem.
Key Concept - Cranial Nerve Nucleus:
A brainstem nucleus (sometimes several, and sometimes separate for motor and sensory functions), situated below the surface at or near the point of entry of a given CN, and responsible for coordinating the activity within that nerve. CNNs are a major class of grey matter, and are located throughout the pons and the medulla as shown in [picture]. See each CN in turn for further details.Traditionally, CNs are identified by the Roman numerals I through XII. This numbering system reflects the order of emergence cephalocaudally (with the exception of CN.XII, which actually emerges before CNs X and XI). CNs also have names indicating their specific function, and may be categorised as motor, sensory, or mixed. Five CNs are exclusively motor nerves, three CNs are exclusively sensory, and four CNs are mixed. CNs can carry both somatic and autonomic information, although the relative proportion of each varies from nerve to nerve. The 12 CNs are now described (the fibre counts being taken from Williams and Warwick, 1975):
CN.1 - Olfactory Nerve:
Sensory. Smell. Properly a tract rather than a nerve. Has its peripheral receptors in the nasal mucosa, with axons terminating in the olfactory bulb. Splits into two branches as it reaches the CNS, a medial branch entering the sub-callosal gyrus and a lateral branch entering the hippocampal gyrus.CN.II - Optic Nerve: Sensory. Vision. Properly a tract rather than a nerve for some of its length because it lacks an epineural sheath. Arises in the ganglion cell layer of the retina, passes out of the orbit through the optic canal, and thence to the optic chiasm. It is enclosed in an extension of the membranes of the brain. Enters the CNS at the lateral geniculate body, one of the nuclei of the thalamus, and then fans out within the cerebral white matter to form the optic radiation which projects eventually to Area 17. It contains a million or so fibres in man (which Bowsher, 1970, claims is about 40% of the brain's total sensory input).
CN.III - Oculomotor Nerve: Motor. The first of three CNs involved in eye movement. Arises in the Edinger-Westphal nucleus, oculomotor nerve nucleus, and other closely associated nuclei of the midbrain. Controls the superior rectus, inferior rectus, medial rectus, and inferior oblique eye muscles (those which rotate the eyeball in, up, and down). Also the muscles of the eyelid and pupil. It contains 24,000 or so fibres.
CN.IV - Trochlear Nerve: Motor. The second of three CNs involved in eye movement. Arises in the trochlear nerve nucleus of the midbrain, and supplements the action of CN.III by controlling the superior oblique eye muscles (those which rotate the eyeball downwards and outwards). It contains 3,400 or so fibres.
CN.V - Trigeminal Nerve: Mixed. Arises in the trigeminal nerve nucleus of the pons. After emerging from the brainstem it then splits into three major branches as follows:
(a) OPTHALMIC: Sensory information from the side of the face and the mucous membranes of the eye and orbit.
(b) MAXILLARY: Sensory information from the nasal cavity and the upper jaw.
(c) MANDIBULAR: Sensory information from the oral cavity and the lower jaw, non-taste sensation from the anterior two-thirds of the tongue, plus motor control of the muscles of mastication.
CN.VI - Abducens Nerve: Motor. The third of three CNs involved in eye movement. Arises in the abducens nerve nucleus of the pons, and is responsible for the lateral rectus eye muscles (those which rotate the eyeball outward). It contains 6,600 or so fibres.
CN.VII - Facial Nerve: Mixed. Arises in the facial nerve nucleus and other closely associated nuclei of the lower pons. Carries sensory information from the tastebuds of the anterior two-thirds of the tongue, plus motor control of the superficial muscles of the skull and face (including, therefore, all the muscles of facial expression), the tear glands, and the sublingual and submaxillary glands. Since many facial muscles are arranged in the form of sphincters to protect and close off the eyes, nose, and mouth, this nerve is responsible for the blink and other protective reflexes. Damage to the facial nerve results in reduced ability for both voluntary and emotional expression. That is to say, these two types of behaviour have different central origins and pathways, but the facial nerve is their final common pathway.
CN.VIII - Vestibulocochlear (sometimes wrongly Auditory) Nerve: Sensory. Arises in the vestibular and cochlear nuclei of the lower pons. Has two major functional branches, but is anatomically a single nerve for most of its length. (In other words, it does two very different things but it looks like a single entity.) These two branches are:
(a) VESTIBULAR: Sensory. Carries information of balance from the semicircular canals of the vestibular apparatus of the ear to the vestibular nuclei of the pons, thereby playing a major part in maintaining balance during movement (see our associated Motor Systems page).
(b) COCHLEAR: Sensory. Carries information of hearing from the organs of Corti in the cochlea of the ear. One of the body's most important special senses.
CN.IX - Glossopharyngeal Nerve: Mixed, but predominantly sensory. Arises in several medullary nuclei, including the nucleus ambiguus, and the nucleus solitarius, and exits the brainstem through a series of rootlets rather than a single nerve root. . Has three main branches:
(a) TYMPANIC: Sensation in the external and middle ear, and of blood pressure from the baroceptors in the carotid sinus.
(b) LINGUAL: Sensory information of taste from the posterior one-third of the tongue.
(c) PHARYNGEAL: Sensation from, and motor control of, the pharynx (thus making it vital for swallowing). Also of the parotid glands.
CN.X - Vagus Nerve: Mixed. Arises in several medullary nuclei, namely the vagal dorsal motor nucleus, the nucleus ambiguus, and the nucleus solitarius, and exits the brainstem through a series of rootlets rather than a single nerve root. The vagus is the most widely distributed of all the cranial nerves (Latin vagus = "wandering"). It carries sensory information (of visceral state) from a host of internal organs, for example pharynx, oesophagus, larynx, trachea, heart, lungs, stomach, gall bladder, and pancreas. It also exercises motor control over the muscles of the pharynx, larynx, thorax, and abdomen, and controls secretion and movement in the gastro-intestinal tract. The laryngeal functions (both sensory and motor) are carried out by two sub-branches of the vagus nerve, namely the superior laryngeal nerve and the recurrent laryngeal nerve. The former contains 15,000 or so fibres and innervates the cricothyroid muscle, while the latter innervates all other laryngeal muscles. The vagus nerve is thus vital for voice production.
CN.XI - Accessory Nerve: Motor (special visceral efferent). Arises in the accessory nerve nucleus of the medulla and upper spinal segments. Controls the intrinsic muscles of the larynx (making it essential for phonation) as well as movements of shoulders, head, thorax, and abdomen. It is often referred to as the "hitch-hiker" because it is bundled with the vagus for some of its length.
CN.XII - Hypoglossal Nerve: Motor. Arises in the hypoglossal nerve nucleus of the lower two-thirds of the medulla. Controls tongue muscles.
Midbrain
The mesencephalon (or "midbrain") is the region of the brainstem between the pons (see below) and the diencephalon [picture]. It contains many important nuclei, including the source nuclei of some of the cranial nerves, some key nuclei of the extrapyramidal tract (particularly the red nucleus and the substantia nigra), key nuclei of certain sensory systems, and - as noted previously - a complex lacework of nuclei and decussating (crossing-over) fibres known as the brainstem reticular formation.
The ventral-lateral surface of the midbrain is characterised by two very large bundles of fibres descending from, and continuous with, the white matter bundles of the cerebral hemispheres. These bundles are known as the cerebral peduncles ("stalks"), and they are the main route for motor fibres leaving the cerebrum en route for the spinal cord. Sensory fibres pass more dorsally, en route for the thalamus. The medial lemniscus (carrying light tactile and kinaesthetic information upwards from the gracile and cuneate nuclei of the medulla) passes just laterally to the red nucleus, and the lateral lemniscus (carrying auditory information upwards from the cochlear nucleus) passes just beneath the inferior colliculus, giving off collaterals into that structure as it does so.
The cerebral peduncles are where the brainstem ceases to have a single central axis and starts to split into two, with each lateralised peduncle feeding only one of the two cerebral hemispheres. Viewed from the ventral aspect, therefore, the midbrain has a distinctive "Y"-shape. The dorsal surface of the midbrain, on the other hand, is known as the tectum (sometimes optic tectum). This contains two left-right pairs of nuclei known as the inferior colliculi and the superior colliculi (collectively, the corpora quadrigemina). These structures help integrate eye movement with head and body movement, and thus help stabilise visual input against all the other movements going on at the same time. The name optic lobe is more commonly used to refer to the tectum in lower vertebrates such as reptiles and birds, because it is relatively far larger in those species. Conversely, the auditory nuclei, the inferior colliculi, are much enlarged in echo-sounding species such as bats. Other nuclei of note are:
(a) Substantia Nigra:
The substantia nigra (Latin = "the black stuff") is a darkly pigmented nucleus within the ventral areas of the midbrain throughout its length. It is connected to the primary motor cortex, the spinal cord, the hypothalamus, and the basal ganglia. The pigment is a substance called melanin, which is involved in the synthesis of the neurotransmitter dopamine.(b) Red Nucleus: The red nucleus is a large oval nucleus in the tegmentum of the midbrain which has a pinkish tinge upon dissection. The root rubro- is often used to refer to the red nucleus in compound anatomical names. Pathways to the red nucleus are complex and numerous. Pathways from it are simpler, being mainly down into the rubrospinal tract.
(c) Raphé Nuclei: The raphe nuclei are a series of cell clusters in the tegmentum of the midbrain, pons, and medulla. They commonly produce a substance called serotonin (5-hydroxytryptamine, or 5-HT for short), and help control the body's sleep cycle. They can also neutralise the sense of pain. Destruction of the serotonin-producing neurons leads to total insomnia.
(d) Oculomotor Nucleus: This nuclear complex (a system of several interconnected nuclei) lies deep within the midbrain, ventral to the central canal (known at this point as the cerebral aqueduct), and controls certain eye movement muscles, eyelid closure, pupil and lens adjustment (see below), and binocular convergence.
The midbrain is the site of many important reflexes, which are supported in various ways by the nuclei described above. The superior colliculi, for example, administer the pupillary reflex, which adjusts the size of the pupillary aperture to the amount of incoming light. In fact, light shown to one eye causes both pupils to constrict, so it is reasonable to assume that each lateralised colliculus communicates with its partner across the commissure between them. In a condition known as Argyll-Robertson pupil, the pupillary reflex is absent, and this deficit is taken by neurologists to be a sign of brainstem damage.
The superior colliculi also help coordinate eye and head movement. This is needed because when the head is moved as part of normal behaviour it makes it difficult to fixate the eyes in a given direction. Leftwards movements of the head need to be counteracted with rightwards movements of the eyes, upwards with downwards, and so on. The neural circuitry by which this is accomplished is highly complex, and much of it is situated in the midbrain.
Pons and Cerebellum
The pons (or Pons Varolii) is the region of the brainstem below the midbrain (see above) but above the medulla (see below), and is the point of attachment of the cerebellum (see below). It is characterised by a very heavy band of fibres crossing the ventral aspect of the brainstem from side to side (Latin pons = bridge). These fibres become the cerebellar peduncles as they turn dorsally towards the cerebellar hemispheres. The cerebral aqueduct at this point expands to form the fourth ventricle, from where it is continuous downwards with the neural canal of the spinal cord.
Like the midbrain, the pons, too, contains various important nuclei, including the source nuclei of CN.V to CN.VIII. A typical pontine nucleus is the cochlear nucleus, which contains the second sensory neurons of the auditory system. Another is the vestibular nucleus, which contains the second sensory neurons of the sense of balance. The brainstem reticular formation is continuous downward from the midbrain through the pons into the medulla.
The pons has an important role to play in controlling respiration, containing nuclei which rhythmically inhibit the inspiratory centres of the medulla (see below), thus allowing alternating inspiration and expiration.
The cerebellum is part of the hindbrain, and is the second largest component of the CNS. It comprises two lateralised hemispheric lobes arising from and directly dorsal to the fourth ventricle. It is separated from the occipital cortex by the tentorium, a heavy partition of meningeal dura mater. Like the cerebral hemispheres, the cerebellum has a surface layer of grey matter. This (the cerebellar cortex) is however more deeply and minutely folded than its cerebral counterpart. It overlays a central core of white matter shaped like the branches of a tree (hence the early neuroanatomists called it arbor vitae - the "tree of life"). Several distinctive types of neuron are found within the cerebellum, eg. basket cells, Purkinje cells, and granule cells. The cerebellum plays an important role in the coordination of skilled motor activity and in the maintenance of posture and equilibrium (see our associated Motor Systems page).
Medulla Oblongata
The medulla oblongata (or "medulla", or "bulb") is the lowest portion of the brainstem. It is situated immediately above the spinal cord, where it enters the cranial cavity through the foramen magnum. In cross-sectional layout, therefore, the medulla is initially very similar to the spinal cord. However, it is here that you begin to come across the additional nuclei and tract complexes which characterise the brainstem. The most important of these are described below. The term "bulb" is often seen in compound names, for example in the bulbospinal fibres, and in both bulbar and pseudobulbar palsy.
On the ventral surface of the medulla, there are two lateralised pairs of long oval prominences. The higher and more lateral of these are nuclei known as the olives, and the lower (somewhat larger and more oval, and lying medial to the olives) are white matter prominences known as the pyramids. The olives receive information from all levels of the spinal cord below, and from the cerebral cortex, thalamus, basal ganglia, and red nucleus above. They transmit information to the cerebellum, thalamus, and red nucleus. They are thus a key part of the extrapyramidal system (see our associated Motor Systems page). The pyramids are where the efferent fibres from the motor cortex pass close to the surface.
Immediately below the pyramids is a ventral midline structure known as the decussation of the pyramids. This is where the efferent tracts cross over to descend thereafter in the contralateral spinal tracts. The pyramids, therefore, constitute the last ipsilateral stage of efferent transmission. The tract in question is called the pyramidal tract. This is a descending (ie. motor) fibre tract, a large proportion of which is made up of corticospinal fibres arising from the pyramid cells (Layer V) of the primary motor area (Area 4). These are the upper motor neurons, and their axons travel without interruption through the internal capsule, the cerebral peduncles (see above), the pyramids, the decussation of the pyramids, and finally down into the lateral fasciculus of the spinal cord to synapse with the appropriate lower motor neuron at the appropriate spinal level. They support voluntary movement. For detail of what happens when the pyramidal tract is damaged, see our associated Motor Systems page.
The fact that there are pyramidal cells in Area 4, and pyramids in the medulla is an unfortunate terminological coincidence. The former were so named because they are neurons with a distinctive pointed shape under a microscope. The latter were so named because they stood out so clearly to the naked eyes of the early dissectors. The sensory pathways pass through the medulla dorsally to the reticular formation and the olives. The medulla contains five types of nuclei in addition to the olives.
(a) Vital Nuclei:
These are nuclei which control life-vital functions such as heart and lung activity. They include the cardiovascular centre, a nucleus consisting of cardiac inhibitory and excitatory areas. The former slows heart rate and decreases vasoconstriction, thus lowering blood pressure. The latter speeds heart rate and increases vasoconstriction, thus increasing blood pressure. Another vital nucleus is the vasomotor centre, which maintains arterial tone (and thus blood pressure). There are also inspiratory and expiratory centres involved with controlling breathing.(b) Semi-Vital Nuclei: These are nuclei which control and coordinate many of the body's "pharyngeal safety" functions such as swallowing, vomiting, coughing, sneezing, and hiccuping.
(c) Cranial Nerve Nuclei: The medulla contains the final set of cranial nerve nuclei, namely the root nuclei of the medullary cranial nerves (CN.IX to CN.XII). Nucleus ambiguus is a long thin vertical CNN heavily involved in phonation. At its rostral end it acts as CNN.IX, controlling amongst other things the stylopharyngeal muscle. At its caudal end it acts as CNN.X, controlling both the inferior laryngeal nerve (abduction and adduction of the vocal folds) and the superior laryngeal nerve controlling the cricothyroid muscle (variably tensioning the vocal folds). The glossopharyngeal complex is the site of the gag reflex, and can be triggered by CN.IX from the tongue or CN.X from the pharynx.
(d) Sensory Relay Nuclei: Finally, there are two major nuclei where the dorsal (ascending) tracts of the spinal cord "pause" momentarily (ie synapse) on their way up to the thalamus. These take the same names as the dorsal tracts they serve, namely the gracile nuclei and the cuneate nuclei.
(e) Raphé Nuclei: The medulla contains the lowest of the three sets of raphe nuclei (see above).
References
Bowsher, D. (1970). Introduction to the Anatomy and Physiology of the Nervous System (2nd Ed.). Oxford: Blackwell.
Smith, D.J. (1997). Neuroanatomy for Students of Communication. Cardiff: UWIC.
Williams, P.L. & Warwick, R. (1975). Functional Neuroanatomy of Man. (Being the neurology section of Gray's Anatomy, 35th Ed.) Philadelphia, PA: Saunders.